Full text of FIDELITY & GUARANTY SECURITIES, LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION > PART II ANNUAL REPORTS FORM X-17A-5 | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: 12 | | SEC FILE NUMBER | FACING PAGE | | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--------------------------------------------|--|--|--|--|--| | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | FILING FOR THE PERIOD BEGINNING | AND ENDING | | | | | | | | | MM/DD/YY | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | NAME OF FIRM: | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | Security-based swap dealer | Major security-based swap participant | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | | | | | | | | | | (No. and Street) | | | | | | | | | | | | | | | | | (State)<br>(City) | | (Zip Code) | | | | | | | PERS<br>ONTACI | REGARD TO THIS FILIING | | | | | | | | | | | | | | | | | (Name) | (Area Code - Telephone Number) | (EmailAddress) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | maividdar, state last, rst, anna middle nama( | | | | | | | | | (Address) | (City) | (State)<br>(Zip Code) | | | | | | | (Date of Registration with PCAOB)(if applicable) | | (PCAOB Registration Number, if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | accountant must be supported by<sup>a</sup> statement of facts and circumstances relied on as the basis of the exemption. See 1/ CFR 240.17a-5(e)(1)(ii), if applicable. \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public displays <sup>a</sup> currently valid OMB control number. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form {1}------------------------------------------------ #### OATH…Read the full text as markdown