Full text of FARKAS CAPITAL LLC's X-17A-5 filed 2026-06-18 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | UNITED STATES | |------------------------------------| | SECURITIES AND EXCHANGE COMMISSION | | Washington, D.C. 20549 | ### ANNUAL REPORTS FORM X-17A-5 PART III | Expires: Nov. 30, 2026<br>hours per response: | Estimated average burden<br>12 | |-----------------------------------------------|--------------------------------| | | SEC FILE NUMBER | | | 8-70921 | OMB APPROVAL OMB Number: 3235-0123 #### FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | 01/01/25<br>FILING FOR THE PERIOD BEGINNING | | AND ENDING | 12/31/25 | | | |-----------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-------------------------------------------|--|--| | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | FARKAS CAPITAL LLC<br>NAME OF FIRM: | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | [ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 407 Lincoln Road, Suite 9F | | | | | | | | (No. and Street) | | | | | | Miami Beach | EL | | 33139 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | JOEL KLEINER | 7866065136 | | joel.kleiner@farkas.capital | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>M&K CPAs, PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 24955 Interstate Hwy 45, Ste 400 | The Woodlands | TX | 77380 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 07/18/2006 | | 2738 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | | | | FOR OFFICIAL USE ONLY | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not…Read the full text as markdown