Full text of ARENS SECURITIES's X-17A-5 filed 2025-06-27 (period 2025-05-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Oct. 31, 2023 Estimated average burden hours per response: # ANNUAL REPORTS FORM X-17A-5 PART III | | | outs bet tespuise. | | | |-----------------|--|--------------------|--|--| | | | | | | | SEC FILE NUMBER | | | | | | | | 8-70934 | | | FACING PAGE | information Required Pursuant to Rules 17-5, 17-12, and 183-7 Under the Securities Exchange Act of 1934 | | | | | |---------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|---------|---------------------|--------------------------------------------| | filing for the period beginning 06/01/24 | | | AND ENDING 05/31/25 | | | | MM/DD/YY | | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: ARENS SECURITIES | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 224 Franklin Avenue, Suite B-2 | | | | | | | (No. and Street) | | | | | Hewlett | | NY | | 11557 | | (City) | | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Monique Romero | 212-668-8700 | | | mromero@acisecure.com | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>DAVILA ADVISORY, LLC | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 10135 Manchester Rd. Ste 206 St. Louis | | | MO | 63122 | | (Address) | (City) | | (State) | (Zip Code) | | November 21, 2019 | | | 6667 | | | (Date of Registration with PCAOB)(if applicable) | | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}--------------------…Read the full text as markdown