Full text of FUNDAMENTAL INTERACTIONS NEUTRON DIRECT, LLC's X-17A-5 filed 2026-04-21 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ REPORT PURSUANT TO RULE 17a-5 UNDER SECURITIES AND EXCHANGE ACT OF 1934 DECEMBER 31, 2025 {1}------------------------------------------------ #### FINANCIAL STATEMENTS, FORM X-17A-5, PART III, SUPPLEMENTAL INFORMATION, AND REPORTS OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM DECEMBER 31, 2025 #### CONTENTS | FORM X-17A-5, PART III | PAGE<br>1 - 2 | |---------------------------------------------------------------------------------------|---------------| | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 3 - 4 | | FINANCIAL STATEMENTS | | | Statement of Financial Condition | 5 | | Statement of Operations | 6 | | Statement of Changes in Member's Equity | 7 | | Statement of Cash Flows | 8 | | Notes to Financial Statements | 9 - 12 | | SUPPLEMENTAL INFORMATION – Schedule I<br>COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1 | 13 | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 14 | | MANAGEMENT'S REPORT ON EXEMPTION | 15 | | COMPUTATION FOR DETERMINATION OF THE RESERVE REQUIREMENTS UNDER | | | THE SECURITIES AND EXCHANGE COMMISSION RULE 15c3-3 – Schedule II<br>… | 16 | | INFORMATION RELATING TO THE POSSESSION OR CONTROL REQUIREMENTS | | | UNDER THE SECURITIES AND EXCHANGE COMMISSION RULE 15c3-3 …………… | 16 | {2}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 > ANNUAL REPORTS FORM X-17A-5 | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | hours per response: 12 | | | | SEC FILE NUMBER | 8-70940 # PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2025 MM/DD/YY AND ENDING 12/31/2025 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Fundamental Interactions Neutron Direct LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer Security-based swap dealer Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use <sup>a</sup> P.O. box no.) # 115 WEST 30TH STREET, FOURTH FLOOR UNIT 401 | (No. and Street) | | | |--------------------------------------------------|-------------------------------------|-----------------------------------------------------------------------------------------------------------------------------------------…