Full text of E.F. HUTTON & CO. LLC's X-17A-5 filed 2026-04-14 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | 0MB APPROVAL | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------------------------------|-------------------------------------------------|-------------------------------------------------------|--| | SECURITIES AND EXCHANGE COMMISSION | | | 0MB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549<br>ANNUAL REPORTS | | | | Estimated average burden<br>hours per response:<br>12 | | | | | | | SEC FILE NUMBER | | | FORM X-17A-5 | | | 8-70957 | | | | | PART Ill | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | s<br>on<br>r<br>mu<br>r<br>e | eno a=we _01.0125 o | e | | _1249128<br>MM/DD/YY | | | | MM/DD/YY | | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAMF or Fm. EF Hutton & Co., LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[l Securit<br>[] Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | y-based swap dealer | D Major security-based swap participant | | | | | 7 45 Fifth Avenue, 34th Floor & PH | | | | | | | | (No. and Street) | | | | | | New York | NY | | 0151<br>1 | | | | (City) | (State) | | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Joe Rallo | 212-970-3707 | | jrallo@efhutton.com | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained | in this filing* | | | | | | | | | | | | | | | | | | | Jerome Davies, CPA, PC<br>(Name - | if individual, state last, first, and middle name) | | | | | | 3605 Sandy Plains Rd | Marietta | | GA | 30066 | | | (Address) | (City) | | (State) | (Zip Code) | | | 4/25/17 | | 6363 | | | | | TteofRe<br>gi rntioe with PCAOB)(if applicable I | | | {PCAOB Rei;m,tion Nomb" | , if ap�icable) | | | | FOR OFFICIAL USE ON L V | | | | | {1}------------------------------------------------ #### OATH OR AFFIRMATION | Joseph Rallo<br>1. | |--------------------| |--------------------| I, Joseph Rallo swear (or affirm) that, to…Read the full text as markdown