Full text of FCA CAPITAL MARKETS LLC's X-17A-5 filed 2026-02-12 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | |-----------------| | 8-70970 | | Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |--------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------------------------------|-----------------------------------------------| | | | | | | FILING FOR THE PERIOD BEGINNING 01/01/2025 | MM/DD/YY | AND ENDING 12/31/2025 | MM/DD/YY | | | | | | | | A. REGISTRANT IDENTIFICATION | | | | NAME oF FIRM: FCA Capital Markets LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dea ler | D Security-based swap dealer | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 240 Saint Paul Street, Suite 400 | | | | | | (No. and Street) | | | | Denver | co | | 80206 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Kimberly Ryan | 248-224-8713 | | kryan@compliance-risk.com | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | Brian W. Anson, CPA | | | | | | (Name - if individual, state last, first, and middle name) | | | | 18455 Burbank Blvd, Suite 404 Tarzana | | CA | 91356 | | (Address) | (City) | (State) | (Zip Code) | | 09/15/2005 | | 2370 | | | rte of Registcatioo with PCAOB)lif applicable) | | | (PCAOB Registcatioo N,mbe,, if applicable I I | | | FOR OFFICIAL USE ONLY | | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0M…Read the full text as markdown