Full text of ORTEX SECURITIES LLC's X-17A-5 filed 2025-03-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS FORM X-17A-5 PART** Ill **FACING PAGE** 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-70978 **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING \_ 0\_1 **/\_0\_1\_f2\_0\_2\_4 \_\_** AND ENDING **\_\_ 1\_2\_/\_3\_1\_/2\_0\_2\_4 \_\_** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_ O\_R\_T\_E\_X\_S\_E\_C\_ U\_R\_IT\_IE\_S\_LL\_C \_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 11 **PARK** PLACE (No. and Street) **NEW YORK NY** 10007 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING PETER MATTIAS HILLERBERG **+442039709801** PETER@ORTEXSECURITIES.COM (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* **MERCURIUS** & **ASSOCIATES** LLP (Name - if individual, state last, first, and middle name) A-94/8 WAZIRPUR INDUSTRIAL AREA MAIN RING ROAD **NEW DEL H** I DELHI 110052 (Address) (City) (State) (Zip Code) 2/10/2009 **3223** (Date of Registration with PCAOB)(if aoolicable) (PCAOB Registration Number, if applicable) **FOR OFFICIAL USE ONLY** 0MB APPROVAL • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # Ortex Securities, LLC Financial Statement and Report of Independent Registered Public Accounting Firm Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934 December 31, 2024 {2}------------------------------------------------ # Page(s) | Letter of Oath or Affirmation | | |---------------------------------------------------------|--…Read the full text as markdown