Full text of RFQ-HUB AMERICAS LLC's X-17A-5 filed 2024-03-21 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **RFQ-hub Americas LLC** **Financial Statements and Supplementary Information Under SEC Rule 17a-5** **And Report of Independent Registered Public Accounting Firm As of and for the Year Ended December 31, 2023** **This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A Statement of Financial Condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a public document.** {1}------------------------------------------------ # **UNITED STATES OMB APPROVAL** | SECURITIES AND EXCHANGE COMMISSION | OMB Number: | 3235-0123 | |------------------------------------|--------------------------|-------------------| | | Expires: | November 30, 2026 | | ANNUAL AUDITED REPORT | Estimated average burden | | | | | | hours per response …..….. 12.00 **8-68193** #### **FORM X-17A-5** SEC FILE NUMBER **PART III** #### **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934er** | REPORT FOR THE PERIOD BEGINNING | 01/1/2023 | AND ENDING | 12/31/23 | |--------------------------------------------------------------------------|--------------------------------------------------------|--------------------------------|--------------------------------------------| | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM | RFQ-hub Americas LLC | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | ☒ Broker-dealer<br>☐ Security-based<br>swap<br>dealer | ☐ Major<br>security-based | swap<br>participant | | | □ Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use P.O. Box No.) | | | | | 1633 Broadway, 41st Floor | | | | | (No. and Street) | | | | | New York<br>NY | | 10019 | | | (City)<br>(State) | | (Zip Code) | | | NAME AND TELEPHONE NUMBER OF PERSON TO CONTACT IN REGARD TO THIS REPORT | | | | | John Sullivan | | (646)-682-6304 | | | | | (Area Code - Telephone Number) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose opinion is contained in this Report* | | | | | PricewaterhouseCoopers LLP | | | | | | (Name - if individual, state last, first, middle name) | | | | 300 Madison Avenue | New York | NY | 10017 | | (Address) | (City) | (State) | (Zip Code) | | October 20,2003 | | 238 | | | (Date of Registration with PCAOB)(if applica…Read the full text as markdown