AIME CAPITAL MARKETS LLC X-17A-5 (2024-02-27) — Broker-dealer annual report

Full text of AIME CAPITAL MARKETS LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ ## **AIME CAPITAL MARKETS LLC** Statement of Financial Condition December 31, 2023 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-71008 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | Fl LI NG FOR THE PERIOD BEGINNING | __<br>0_8_/_2_5_/2_0_2_3_ AND ENDING<br>MM/DD/VY | | __<br>__<br>12_/_3_1_/2_0_2_3<br>MM/DD/VY | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------|--|-------------------------------------------| | A. REGISTRANT IDENTIFICATION | | | | | NAME oF FIRM: AIME Capital Markets LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>C!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>445 Northern Blvd, Ste 28 | | | | | | (No. and Street) | | | |---------------------------------------------------------------------------------------|------------------------------------------------------------|------------------------------------------|------------| | Great Neck | New York | | 11021 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Doreen Vega<br>(Name) | 212-751-4422<br>(Area Code -Telephone Number) | dvega@dfppartners.com<br>(Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>TAAD LLP | (Name - if individual, state last, first, and middle name) | | | | 20955 Pathfinder Road, Suite 370 | Diamond Bar | CA | 91765 | | (Address) | (City) | (State) | (Zip Code) | | 06/27/2013 | | 5854 | | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public a…

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