Full text of NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **NEWPOINT REAL ESTATE CAPITAL SECURITIES LLC** **Statement of Financial Condition** **December 31, 2023** **(With Report of Independent Registered Public Accounting Firm)** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # ANNUAL REPORTS FORM X-17A-5 PART III | OMB APPROVAL | | | | | |---------------------------|--|--|--|--| | OMB Number: 3235-0123 | | | | | | Expires: Nov. 30, 2026 | | | | | | Estimated average burden | | | | | | hours per response:<br>12 | | | | | SEC FILE NUMBER 8-71012 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 06/21/2023 AND ENDING 12/31/2023 MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: NewPoint Real Estate Capital Securities LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 5800 Tennyson Parkway, Suite 200 | | (No. and Street) | | | | | | | | |------------------------------------------------------------|----------------------------------------------------------------------------|-----------------|-----------------------------|--|--|--|--|--| | Plano | Texas | | 75024 | | | | | | | (City) | (State) | | (Zip Code) | | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | | Brandon Parker | 469-440-5692 | | brandon.parker@newpoint.com | | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | KPMG LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | | | 2323 Ross Avenue, Suite 1400 Dallas | | Texas | 75201 | | | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | | | 10/20/2003 | | 185 | | | | | | | | (Date of Registration with PCAOB)(if applicable) | (PCAOB Registration Number, if applicable) | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond…Read the full text as markdown