Full text of PRETIUM SECURITIES, LLC's X-17A-5 filed 2026-02-26 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING ---------- ----------- AND ENDING MM/DD/YY MM/DD/YY 1/1/2025 12/31/2025 **A. REGISTRANT IDENTIFICATION** NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ Pretium Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): □ Broker-dealer □ Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer ■ □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | 60 Columbus Circle 19th Fl. | |--|-----------------------------| |--|-----------------------------| | 60 Columbus Circle 19th Fl. | | | | | | |----------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-----------------|------------------------|--|--| | | (No. and Street) | | | | | | New York | NY | | 10019 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Agnieszka Jackowska | (917) 891-1463 | | ajackowska@pretium.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Pricewaterhouse Coopers LLP | | | | | | | | (Name -if individual, state last, first, and middle name) | | | | | | 300 Madison Ave | New York | NY | 10017 | | | | (Address) | (City) | (State) | (Zip Code) | | | | October 20, 2003 | | 238 | | | | | te of Reg;,;,ca,;oa w•h PCAOB)[;f appl;cableJ | (PCAOB RegfatraHoa Numbe,, ;f appbcable) | | | | | | T | FOR OFFICIAL USE ONLY | | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond…Read the full text as markdown