Full text of GCG SECURITIES, LLC's X-17A-5 filed 2024-03-18 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | ANNUAL REPORTS | | | | |----------------|--|--|--| | FORM X-17A-5 | | | | | PART III | | | | | OMB APPROVAL | | | | |---------------------------|--|--|--| | OMB Number: 3235-0123 | | | | | Expires: Nov. 30, 2026 | | | | | Estimated average burden | | | | | 12<br>hours per response: | | | | SEC FILE NUMBER 8-71019 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 04/18/2023 12/31/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: GCG Securities, LLC TYPE OF REGISTRANT (check all applicable boxes): ම Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) PERSON TO CONTACT WITH REGARD TO THIS FILING B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Cropper Accountancy Corporation (Name - if individual, state last, first, and middle name) CA 94598 2700 Ygnacio Valley Rd., Ste 270 Walnut Creek (Address) (State) (Zip Code) (City) 3381 03/04/2009 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1){ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | 189 Townsend Street, Ste 200 | | | | | |------------------------------|------------------|------------|--|--| | | (No. and Street) | | | | | Birmingham | MI | 48009 | | | | (City) | (State) | (Zip Code) | | | | Tom Shea | 815-782-1250 | tom@gscompliancconsulting.com | |----------|--------------------------------|-------------------------------| | (Name) | (Area Code - Telephone Number) | (Email Address) | {1}------------------------------------------------ #### OATH OR AFFIRMATION | Robert Coury<br>1, | | |--------------------|--| |--------------------|--| , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the firm of GCG Securities, LLC as of 2 023 \_\_\_\_\_\_\_…Read the full text as markdown