Full text of F/M DISTRIBUTORS, LLC's X-17A-5 filed 2024-02-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **Diffractive Distribution, LLC Statement of Financial Condition December 31, 2023** {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: # ANNUAL REPORTS FORM X-17A-5 PART III | 112 hel teaturise. | | |--------------------|--| | | | | SEC FILE NUMBER | | | 8-71023 | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 04/17/2023 \_ AND ENDING MM/DD/YY MM/DD/YY 12/31/20223 A. REGISTRANT IDENTIFICATION NAME OF FIRM: Diffractive Distribution, LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 111 Huntington Avenue | | (No. and Street) | | | |-------------------------------------------------------|---------------------------------------------------------------------------|---------------------|--------------------------------------------| | Boston | MA | | 02199 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Timothy Dolan | | tdolan@fminvest.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | 101 Seaport Blvd. | Boston | MA<br>(State) | 02210<br>(Zip Code) | | PricewaterhouseCoopers LLP<br>(Address)<br>10/20/2003 | (City) | 238 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | Timothy Dolan | | , swear (or affirm) that, to the best of my knowledge and b…