Full text of KENNEDY LEWIS CAPITAL MARKETS LLC's X-17A-5 filed 2026-03-20 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # **KENNEDY LEWIS CAPITAL MARKETS LLC (A Wholly-Owned Subsidiary of Kennedy Lewis Investment Management, LLC)** **Financial Statements and Supplemental Schedules And Report of Independent Registered Public Accounting Firm** **As of and from the Period October 10th, (Commencement of operations as a broker dealer) 2024 through December 31, 2025** These financial statements and schedules are deemed **CONFIDENTIAL** pursuant to subparagraph (e)(3) of Rule 17a-5 of the Securities Exchange Commission. A statement of financial condition, bound separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document**.** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** OM BAPPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 8-71025 SEC FILE NUM BER # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934** 10/10/2024 12/31/2025 FILING FOR THE PERIOD BEGINNING AND ENDING ---------- ----------- MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** #### KENNEDY LEWIS CAPITAL MARKETS LLC NAME OF FIRM: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ \_ TYPE OF REGISTRANT (check all applicable boxes): ■ □ Broker-dealer □ Security-based sw ap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based sw ap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 225 LIBERTY STREET, 42ND FLOOR | | (No. and Street ) | | | | |----------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------|------------------------|--| | NEW<br>YORK | NY | | 10281 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Pascal<br>Roche | 2127514422 | | proche@dfppartners.com | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Demarco<br>Scciacotta<br>Wilkens<br>&<br>Dunleavy,<br>LLP | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 20646<br>Abbey<br>Woods<br>CT, | Frank…