Full text of TIDAL PARTNERS, LLC's X-17A-5 filed 2024-03-28 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ # TIDAL PARTNERS LLC Statement of Financial Condition For the year ended December 31, 2023 (With Report of Independent Registered Public Accounting Firm) Filed as PUBLIC information pursuant to Rule 17a-5(d) under the Securities Exchange Act of 1934. {1}------------------------------------------------ OMB APPROVAL UNITED STATES OMB Number: 3235-0123 SECURITIES AND EXCHANGE COMMISSION Expires: Nov. 30, 2026 Washington, D.C. 20549 Estimated average burden hours per response: 12 ANNUAL REPORTS SEC FILE NUMBER FORM X-17A-5 8-71026 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 1/1/23 12/31/23 AND ENDING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Tidal Partners LLC TYPE OF REGISTRANT (check all applicable boxes): E Broker-dealer O Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 260 Homer Avenue Suite 101 (No. and Street) 94301 Palo Alto CA (Zip Code) (City) (State) PERSON TO CONTACT WITH REGARD TO THIS FILING 212-751-4422 Matthew Butler mbutler@dfppartners.com (Area Code - Telephone Number) {Email Address} (Name) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* RSM US LLP (Name - if individual, state last, first, and middle name} 30 S Wacker Dr, Suite 3300 Chicago 11 60606 (Address) {State) (Zip Code) (City) 49 9/24/2003 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e){1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | David Neequaye | | | | swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------|--|--|--|---------------------------------------------------------------------|------------------------------------------------------------------------------------------------------------------| | | | | | tinancial rep…Read the full text as markdown