Full text of PAVE SECURITIES, LLC's X-17A-5 filed 2024-02-27 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | 0MB APPROVAL<br>0MB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------------------| | | ANNUAL REPORTS | SEC FILE NUMBER | | | FORM X-17A-S | 8-71031 | | | PART Ill | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | FILING FOR THE PERIOD BEGINNING 08/29/23 | | AND ENDING 12/31 /<br>2 3 | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: PAVE SECURITIES, LLC | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>[!] Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | □ Security-based swap dealer | □ Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | 171 MADISON AVE., SUITE 1500 | | | | | (No. and Street) | | | NEW YORK | NY | 10016 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Christopher Ainsworth | 949-662-2850 | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | 8. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | CohnReznick LLP | | | | 707 Wilshire Blvd, Suite 4950 | (Name - if individual, state last, first, and middle name)<br>Los Angeles | CA<br>90017-3628 | | (Address) | (City) | (State)<br>(Zip Code) | | 10/14/2003 | | chris@pavefinance.com<br>596 | | rte of ;.,,on with PCAOBII• '"""·'•I FOR OFFICIAL USE ONLY | | (PCAOB ·•~,tratloo N,mbu, ;f appllo,b~J | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S{e){l)(ii), if appllcable. **Persons** who are to respond to the collection of Information contained In this form are not required to respond unless the form displays **a** currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | | fi…Read the full text as markdown