Full text of WITHUM CAPITAL, LLC's X-17A-5 filed 2025-09-17 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | 0MB APPROVAL | | |--------------------------|----| | 0MB Number: 3235-0123 | | | Expires: Nov. 30, 2026 | | | Estimated average burden | | | hours per response: | 12 | | SEC FILE NUMBER | |-----------------| | 8-71044 | **FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and lBa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07 /01 /24** MM/DD/VY AND ENDING **<sup>0</sup> <sup>6</sup> / <sup>3</sup> 0/2 <sup>5</sup>** MM/DD/VY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: With um Capital, LLC TYPE OF REGISTRANT (check all applicable boxes): G Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 200 Jefferson Park, Suite 400 (No. and Street) Whippany NJ 07081 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Kevin Bodnar 973-650-6664 kbodner@withum.com (Name) (Area Code - Telephone Number) (Email Address) **B. ACCOUNTANT IDENTIFICATION** INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* YSL & Associates LLC (Name - if individual, state last, first, and middle name) 11 Broadway, Suite 700 New York **NY** 10004 (Address) (City) (State) (Zip Code) 06/06/2006 2699 **lte of Registratioo with PCAOB)lif applicable) FOR OFFICIAL USE ONLY (PCAOB Reelstcatioo N"mbec,** If **applicable)** I \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** | I, Kevin Bodnar | swear (or affirm) that, to the best of my knowledge and belief, the | | | | |-------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------|--|--|--| |…Read the full text as markdown