Full text of EAGLE POINT SECURITIES LLC's X-17A-5 filed 2026-03-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30. 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-71048 FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/25 filing for the period beginning 01/01/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION # NAME OF FIRM: EAGLE POINT SECURITIES LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 600 STEAMBOAT ROAD STE 202 | | B. ACCOUNTANT IDENTIFICATION | | | |-------------|----------------------------------------------|----------------------------|--| | (Name) | (Area Code - Telephone Number) | (Email Address) | | | JOSEPH ROTH | | jroth@eaglepointcredit.com | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | (State)<br>(City) | (Zip Code) | | | GREENWICH | CT | 06830 | | | | (No. and Street) | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing? # FORVIS MAZARS, LLP | | | (Name - if individual, state last, first, and middle name) | | | | |--------------------------------------------------|--|------------------------------------------------------------|--------------------------------------------|---------|------------| | 910 E. ST. LOUIS STREET SUITE 400 SPRINGFIELD | | | | MO | 65806 | | (Address) | | (City) | | (State) | (Žip Code) | | 10/16/2003 | | | 686 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | 1. | JOSEPH ROTH | | |----|-------------|--| | | | | swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining to the…Read the full text as markdown