Full text of ABN AMRO CAPITAL MARKETS (USA) LLC's X-17A-5/A filed 2025-03-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ Financial Statements and Supplemental Information For Period from November 7, 2023 through December 31, 2024 (With Report of Independent Registered Public Accounting Firm) {1}------------------------------------------------ | | UNITED STATES | | 0MB APPROVAL | | |---------------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------|--------------------------------------------|-------------------------------------------------------|--| | | | | 0MB Number: 3235-0123 | | | | SECURITIES AND EXCHANGE COMMISSION | | Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549 | | Estimated average burden<br>hours per response:<br>12 | | | | ANNUAL REPORTS | | | | | | FORM ><-17A-5 | | SEC FILE NUMBER | | | | | | 8-71059 | | | | PAR:T Ill | | | | | | | | | | | | FACING PAGE<br>Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | | | | | FILING FOR THE PERIOD BEGINNING 11 /07 / | | ----------<br>23<br>12131124<br>AND ENDING | | | | | MM/DD/VY | | MM/DD/ Y Y | | | | A. REGISTRANT !IDENTIFICATION | | | | | NAME OF FIRM: ABN AMRO CAPITAL MARKETS (USA) LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>C!J Broker-dealer<br>D Check here if respondent is also an OTC derivatives dealer | D Security-based swap dealer | | D Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 250 Park Avenue, Suite 911 | | | | | | | {No. and Street) | | | | | New York | NY | | 10177 | | | {City) | {State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Roger Luo<br>646-532-1144 | | | roger.luo@abnamro.com | | | {Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Ernst & Young LLP | | | | | | | {Name - if individual, state last, first, and middle name) | | | | | 1 Manhattan West | New York | NY | 10001 | | | {Address) | (City) | (State) | (Zip Code) | | | 10/20/2003 | | 42 | | | | rte of Regisnatio, with PCAOB)lit applicable) | | | (PCAOB Registcatio, Norn be,, it applicable JI | | | | FOR OFFICli~L USE ONLY | | | | | | | | | | \…Read the full text as markdown