Full text of MOONFARE SECURITIES USA LLC's X-17A-5 filed 2025-03-27 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | | | 0MB APPROVAL | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------|-------------------------------|-----------------------------------------|--------------------------|-------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | | | 0MB Number: 323S-0123<br>Expires: Nov. 30, 2026 | | | | Washington, D.C. 20549 | | | | Estimated average burden | | | | | | | | | | hours per response:<br>12 | | | | | | ANNUAL REPORTS | | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | 8-71091 | | | | | | | PART Ill | | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | FACING PAGE | | | | | | | FILING FOR THE PERIOD BEGINNING 01/04/2024 | | | AND ENDING 12/31/2024 | | | | | | | MM/00/YY | | | MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | | | NAME oF FIRM: Moonfare Securities USA, LLC | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | | | 0 Broker-dealer | □ Security-based swap dealer | | D Major security-based swap participant | | | | | | D Check here if respondent is also an OTC derivatives dealer | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | | 119 West 24th Street | | | | | | | | | | | | | | | | | | | | (No. and Street) | | | | | | | New York | | NY | | | 10011 | | | | (City) | | (State) | | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | | Emily Abbruzzese | | 516-858-4766 | | | emily@mavenstrategic.com | | | | (Name) | | (Area Code -Telephone Number) | | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | RUBIO CPA, PC | | | | | | | | | | (Name- if individual, state last, first, and middle name) | | | | | | | | 3500 Lenox Road NE Suite 1500 Atlanta | | | | GA | 30326 | | | | (Address) | (City) | | | (State) | (Zip Code) | | | | 05/05/2009 | | | 3514 | | | | | | (rte of Registration with PCAOB)(if applicable) | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | | | | * Claims for exemption from the requi…Read the full text as markdown