Full text of CADZ SECURITIES INC's X-17A-5 filed 2026-04-09 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ FINANCIAL STATEMENT AND SUPPLEMENTARY INFORMATION PURSUANT TO RULE 17a-5 FOR THE YEAR ENDED DECEMBER 31, 2025. - --------- ------------- {1}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 **ANNUAL REPORTS FORM X-17A-5 PART** Ill FACING PAGE 0MB APPROVAi 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-71094 Information Required Pursuant to Rules 17a-5, 17a-12, and lSa-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING **O 1/01/2025** MM/DD/YY AND ENDING **12/31/2025** MM/DD/YY A. REGISTRANT IDENTIFICATION NAMEoFFIRM: CADZ Securities Inc TYPE OF REGISTRANT (check all applicable boxes): 0 Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer I ADDRESS OF PRINCIPAL PLACE OF BUSINESS: {Do not use a P.O. box no.) 309 Bontana Ave (No. and Street) Ft Lauderdale FL 33301 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING John Miller 917-620-6006 jmiller@cadzsec.com (Name) (Area Code-Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• Sanville & Company (Name-if individual, state last, first, and middle name) 325 North Saint Paul St Suite 3100 **Dallas** TX 75201 (Address) (City) (State) (Zip Code) 09/18/2003 169 (Date of Registration with PCAOBl(if applicable) (PCAOB Re•istration Number, if applicable) **FOR OFFICIAL USE ONLY** • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number. {2}------------------------------------------------ #### OATH OR AFFIRMATION | I, Charles Cavalier | | swear (or affirm) that, to the best of my knowledge and belief, the | |----------------------------------------------------------------|-----------------------------------------------------------------------------------|---------------------------------------------------------------------| | finan…