Full text of 1031 SECURITIES INC.'s X-17A-5 filed 2025-04-01 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB Niumber: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER OMS APPROVAL 8-71095 # ANNUAL REPORTS FORM X-17A-5 PART III FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 12/31/2024 3/15/2024 FILING FOR THE PERIOD BEGINNING MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION 1031 Securities Inc. NAME OF FIRM: TYPE OF REGISTRANT (check all applicable boxes): Check here if respondent is also an OTC derivatives dealer Broker-dealer | Security-based swap dealer | | Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 25300 West 13 Mile Road | No and Street | | | | |------------------------------------------------------------|----------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------------------------|--| | 111 | 48075 | | | | State) | (Zip Code) | | | | | | | | | | kim ryan@1031securities.com | | | | | | (Email Address) | | | | | | | | | | | | | David Lundgren & Company | | | | | (Name - if individual, state last, first, and middle name) | | | | | olathe | K | 66062 | | | (City) | (State)<br>6075 | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING<br>248-224-8713<br>(Area Code-Telephone Number) | B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing" | | FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form. displays a currently valid OMB control number. {1}------------------------------------------------ | OATH OR AFFIRMATION | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------------------------------------------------------| | Mi…Read the full text as markdown