Full text of THIRD LAKE ASSOCIATES, LLC's X-17A-5 filed 2026-03-31 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** | ANNUAL REPORTS | |----------------| | FORM X-17A-S | | PART Ill | DMB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | SEC FILE NUMBER | |-----------------| | 8-71097 | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **01/01/2025** AND ENDING **12/31/2025** MM/DD/YY MM/DD/YY **A. REGISTRANT IDENTIFICATION** NAME oF FIRM: Third Lake Associates, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 1600 East 8th Avenue Suite A-208 | | ( No. and Street) | | | | |----------------------------------------------|---------------------------------------------------------------------------|-----------------|-----------------------|--| | Tampa | Florida | | 33605 | | | (City} | (State) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Dennis Azary | 415-948-7994 | | Dennis.Azary@iqeq.com | | | {Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | RSM US LLP | | | | | | | (N;ime - if individual, state last, first, and middle n;ime) | | | | | | 30 South Wacker Dr., Ste 3300 Chicago | IL | 60606 | | | (Address) | (City) | (State) | (Zip Code) | | 09/24/2003 49 (Date of Registration with PCAOB}(if applicable) (PCAOB Registration Number, if applicable) FOR **OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control number. {1}------------------------------------------------ #### **OATH OR AFFIRMATION** I, StewartOldfield , swear (or affirm) that, to the best of my knowledge and belief, the financial report pertaining t…Read the full text as markdown