# MODERN PRIVATE EQUITY PARTNERS, LLC X-17A-5 (2026-06-17) — Broker-dealer annual report

- Company: MODERN PRIVATE EQUITY PARTNERS, LLC
- Form: X-17A-5
- Filed: 2026-06-17
- Period: 2025-06-30
- Accession: 0001982553-26-000002
- CIK: 1982553
- File #: 8-71116
- Type: Broker-dealer
- Material weakness: No
- Auditor: DCPA
- Auditor location: Century City, CA
- Contact: Steven C Bender
- Phone: 6462907248
- Email: sbender@modernrs.com
- Website: modernrs.com
- Signed by: Steven C Bender (Financial Principal)

Original filing: https://www.sec.gov/Archives/edgar/data/1982553/000198255326000002/2025pep.pdf

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MODERN PRIVATE EQUITY PARTNERS, LLC FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2025

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

| OMB APPROVAL              |  |
|---------------------------|--|
| OMB Number: 3235-0123     |  |
| Expires: Nov. 30, 2026    |  |
| Estimated average burden  |  |
| hours per response:<br>12 |  |
| SEC FILE NUMBER           |  |
| 8-71116                   |  |

# ANNUAL REPORTS FORM X-17A-5 PART III

FACING PAGE

|  |  | Information Required Pursuant to Rules 17a-5. 17a-12, and 18a-7 under the Securities Exchange Act of 1934 |  |
|--|--|-----------------------------------------------------------------------------------------------------------|--|
|  |  |                                                                                                           |  |
|  |  |                                                                                                           |  |

AND ENDING 06/30/25 filing for the period beginning 07/01/24

MM/DD/YY

MM/DD/YY

A. REGISTRANT IDENTIFICATION

NAME OF FIRM: MODERN PRIVATE EQUITY PARTNERS, LLC

TYPE OF REGISTRANT (check all applicable boxes):

@ Broker-dealer @ Security-based swap dealer | | Major security-based swap participant Check here if respondent is also an OTC derivatives dealer

ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)

# 2847 LONG BRANCH ROAD

|         | (No. and Street) |            |
|---------|------------------|------------|
| SPENCER |                  | 38585      |
| (City)  | (State)          | (Zip Code) |

PERSON TO CONTACT WITH REGARD TO THIS FILING

| Steven C Bender | 646.290.7248                   | sbender@modernrs.com |
|-----------------|--------------------------------|----------------------|
| (Name)          | (Area Code - Telephone Number) | (Email Address)      |
|                 | B. ACCOUNTANT IDENTIFICATION   |                      |

INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\*

DCPA

| 2121 Avenue of the Stars #800 Century City        |                       | California 90067                           |            |
|---------------------------------------------------|-----------------------|--------------------------------------------|------------|
| (Address)                                         | (City)                | (State)                                    | (Zip Code) |
| 9/15/2020                                         |                       | 6567                                       |            |
| (Date of Registration with PCAOB) (if applicable) |                       | (PCAOB Registration Number, if applicable) |            |
|                                                   | FOR OFFICIAL USE ONLY |                                            |            |

\* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.

Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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#### OATH OR AFFIRMATION

| Steven C Bender<br>swear (or affirm) that, to the best of my knowledge and belief, the                                                                                                                                                                                |
|-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| financial report pertaining to the firm of MODERN PRIVATE EQUITY PARTNERS, LLC<br>as of<br>6/30                                                                                                                                                                       |
| 2 025 is true and correct. I further swear (or affirm) that neither the company nor any<br>partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely                                        |
| as that of a customer.                                                                                                                                                                                                                                                |
|                                                                                                                                                                                                                                                                       |
| Signature:                                                                                                                                                                                                                                                            |
| CB<br>K<br>PATRICIA A RACINE                                                                                                                                                                                                                                          |
| itle:<br>Notary Public, State of New York                                                                                                                                                                                                                             |
| FINANCEAL<br>POSTICOPAL<br>Qualified in Erie County                                                                                                                                                                                                                   |
| Reg. No. 01RA6135480                                                                                                                                                                                                                                                  |
| Notary Public<br>My Commission Expires Oct. 17, 20_                                                                                                                                                                                                                   |
| This filing ** contains (check all applicable boxes):                                                                                                                                                                                                                 |
| (a) Statement of financial condition.                                                                                                                                                                                                                                 |
| [ (b) Notes to consolidated statement of financial condition.                                                                                                                                                                                                         |
| (c) Statement of income (loss) or, if there is other comprehensive in the period(s) presented, a statement of                                                                                                                                                         |
| comprehensive income (as defined in § 210.1-02 of Regulation S-X).                                                                                                                                                                                                    |
| (d) Statement of cash flows.                                                                                                                                                                                                                                          |
| (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.                                                                                                                                                                                   |
| (f) Statement of changes in liabilities subordinated to claims of creditors.                                                                                                                                                                                          |
| (g) Notes to consolidated financial statements.                                                                                                                                                                                                                       |
| (h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.                                                                                                                                                                            |
| [i) Computation of tangible net worth under 17 CFR 240.18a-2.                                                                                                                                                                                                         |
| [] Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.                                                                                                                                                         |
| [ {k) Computation for determination of security-based swap reserve requirements pursuant to Exhibit B to 17 CFR 240.15c3-3 or<br>Exhibit A to 17 CFR 240.18a-4, as applicable.                                                                                        |
| [1) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3.                                                                                                                                                                                |
| [ (m) Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.                                                                                                                                                               |
| [1] Information relating to possession or control requirements for security-based swap customers under 17 CFR<br>240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.                                                                                                 |
| (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net                                                                                                                                          |
| worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-1, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17<br>CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences<br>exist. |
| [ (p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.                                                                                                                                                            |
| (q) Oath or affirmation in accordance with 17 CFR 240.17a-5, 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable.                                                                                                                                                   |
| [r] Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.                                                                                                                                                                         |
| (s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.                                                                                                                                                                          |
| [t] Independent public accountant's report based on an examination of the statement of financial condition.                                                                                                                                                           |
| (u) Independent public accountant's report based on an examination of the financial statements under 17<br>CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable.                                                                                      |
| [ (v) Independent public accountant's report based on an examination of certain statements in the compliance report under 17                                                                                                                                          |
| CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.                                                                                                                                                                                                                     |
| (w) Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17                                                                                                                                                     |
| CFR 240.18a-7, as applicable.                                                                                                                                                                                                                                         |
| [ [x] Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.17a-12,<br>as applicable.                                                                                                                                                |
| [ (y) Report describing any material inadequacies found to existed since the date of the previous audit, or                                                                                                                                                           |
| a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k).                                                                                                                                                                                          |
| (z) Other:                                                                                                                                                                                                                                                            |

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## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To Those Charged with Governance and the Members of Modern Private Equity Partners, LLC:

### Opinion on the Financial Statements

We have audited the accompanying statement of financial condition of Modern Private Equity Partners, LLC (the "Company") as of June 30, 2025, the related statements of operations, changes in members' equity, and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of June 30, 2025, and the results of its operations and its cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States.

### Basis for Opinion

These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

#### Supplemental Information

The information contained in Schedules I and II ("Supplemental Information") has been subjected to audit procedures performed in conjunction with the audit of the Company's financial statements. The Supplemental Information is the responsibility of the Company's management. Our audit procedures included determining whether the Supplemental Information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the Supplemental Information. In forming our opinion on the Supplemental Information, we evaluated whether the Supplemental Information, including its form and content is presented in conformity with 17 C.F.R. § 240.17a-5. In our opinion, Schedules I and II are fairly stated, in all material respects, in relation to the financial statements taken as a whole.

DCPA

DCPA We have served as the Company's auditor since 2023. Century City, California July 25, 2025

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# MODERN PRIVATE EQUITY PARTNERS, LLC STATEMENT OF FINANCIAL CONDITION JUNE 30, 2025

## ASSETS

| Cash<br>Prepaid expenses and other assets | ಿತ | 15,971<br>1,359 |
|-------------------------------------------|----|-----------------|
| TOTAL ASSETS                              | ನಿ | 17,330          |
| LIABILITIES AND MEMBERS' EQUITY           |    |                 |
| Accounts payable                          | ಳ  | 3,573           |
| Total Liabilities                         |    | 3,573           |
| Members' Equity                           |    | 13,757          |
| TOTAL LIABILITIES AND MEMBERS' EQUITY     | ನಿ | 17,330          |

The accompanying notes are an integral part of these financial statements and should be read in conjunction herewith.

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# MODERN PRIVATE EQUITY PARTNERS, LLC STATEMENT OF OPERATIONS FOR THE YEAR ENDED JUNE 30, 2025

| Revenues |                              |                 |
|----------|------------------------------|-----------------|
|          | Commissions                  | ನಿ<br>99,522    |
|          | Billable expenses            | 5,000           |
|          | Total Revenues               | 104,522         |
| Expenses |                              |                 |
|          | Commissions                  | 99,522          |
|          | Regulatory and exchange fees | 8,091           |
|          | Professional fees            | 8,900           |
|          | Technology and data          | 3,310           |
|          | Other expenses               | 540             |
|          | Total Expenses               | 120,363         |
|          | Net loss                     | ಕಿರ<br>(15,841) |

The accompanying notes are an integral part of these financial statements and should be read in conjunction herewith.

Page 4

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# MODERN PRIVATE EQUITY PARTNERS, LLC STATEMENT OF CHANGES IN MEMBERS' EQUITY FOR THE YEAR ENDED JUNE 30, 2025

|                         |    | Members'<br>Equity |
|-------------------------|----|--------------------|
| Balance - June 30, 2024 | at | 1,646              |
| Members' Contributions  |    | 17,952             |
| Net Loss                |    | (15,841)           |
| Balance - June 30, 2025 | S  | 13,757             |

The accompanying notes are an integral part of these financial statements and should be read in conjunction herewith.

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# MODERN PRIVATE EQUITY PARTNERS, LLC STATEMENT OF CASH FLOWS FOR THE YEAR ENDED JUNE 30, 2025

| CASH FLOW'S FROM OPERATING ACTIVITIES:                                      |    |          |
|-----------------------------------------------------------------------------|----|----------|
| Net loss                                                                    | ನಿ | (15,841) |
| Adjustments to reconcile net loss to net cash used in operating activities: |    |          |
| Decrease in prepaid expenses                                                |    | 31       |
| Decrease in accounts payable                                                |    | (2,636)  |
| Net cash used in operating activities                                       |    | (18,446) |
| CASH FLOWS FROM INVESTING ACTIVITIES:                                       |    |          |
| Net cash from investing activities                                          |    |          |
| CASH FLOWS FROM FINANCING ACTIVITIES:                                       |    |          |
| Members' contributions                                                      |    | 17,952   |
| Net cash provided by financing activities                                   |    | 17,952   |
| NET DECREASE IN CASH                                                        |    | (494)    |
| CASH:                                                                       |    |          |
| Cash - June 30, 2024                                                        |    | 16,465   |
| Cash - June 30, 2025                                                        | ಿರ | 15,971   |
| SUPPLEMENTAL CASH FLOWS DISCLOSURES:                                        |    |          |
| Income taxes paid                                                           |    | 0        |
| Interest paid                                                               |    | 0        |
| Noncash investing and financing activities:                                 |    |          |
|                                                                             |    |          |

\$9,952 of the total Members' contributons were intercompany payables forgiven by the members as non-cash contributions.

> The accompanying notes are an integral part of these financial statements and should be read in conjunction herewith.

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{9}------------------------------------------------

#### MODERN PRIVATE EQUITY PARTNERS, LLC

#### NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2025

#### NOTE 2 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED):

#### Income Taxes

The Company is a two member limited liability company. The taxable income or loss of the Company is allocated to the members. Accordingly, no provision for federal or state income taxes has been reflected in the accompanying financial statements.

#### NOTE 3-LEASE ACCOUNTING:

In connection with ASC Topic 842 ("ASC Topic 842"), which took effect as of the first day of the fiscal year after December 31, 2018, management has evaluated the financial impact the standards had on the Company's financial statements using a modified retrospective transition approach. As of June 30, 2025, the Company does not maintain any leases in excess of a one year term. As such, the Company does not have an obligation to record a right of use asset or an offsetting lease obligation. There will be no impact to the Company's net capital.

#### NOTE 4-NET CAPITAL REQUIREMENTS:

The Company is subject to the SEC Uniform Net Capital Rule (SEC Rule 15c3-1), which requires the maintenance of minimum net capital and requires that the ratio of aggregate indebtedness to net capital, both as defined, shall not exceed 15 to 1. At June 30, 2025, the Company had net capital of \$12,398 which was \$7,398 in excess of its required net capital of \$5,000. The Company's ratio of aggregate indebtedness to net capital was 0.29 to 1.

#### NOTE 5-CONCENTRATIONS OF CREDIT RISK:

#### Cash

The Company maintains principally all cash balances in one financial institution which, at times may exceed the amount insured by the Federal Deposit insurance Corporation. The exposure to the Company is solely dependent upon daily bank balances and the respective strength of the financial institution. The Company has not incurred any losses on this account. As of June 30, 2025, the amount in excess of insured limits of \$250,000 was \$0.

#### Revenue

For the year ended June 30, 2025, 100% of the Company's revenue was from a single customer.

#### NOTE 6-SUBSEQUENT EVENTS:

The Company has evaluated events subsequent to the statement of financial condition date for items requiring recording or disclosure in the financial statements. The evaluation was performed through the date of the financial statements were available to be issued. Based upon this review, the Company has determined that there were no events which took place that would have a material impact on its financial statements.

{10}------------------------------------------------

### MODERN PRIVATE EQUITY PARTNERS, LLC

NOTES TO FINANCIAL STATEMENTS FOR THE YEAR ENDED JUNE 30, 2025

#### NOTE 7-INDEMNIFICATIONS:

In the normal course of its business, the Company indemnifies and guarantees certain service providers against specified potential losses in connection with their as an agent of, or providing services to, the Company. The maximum potential amount of future payments that the Company could be required to make under these indemnifications cannot be estimated. However, the Company believes that it is unlikely it will have to make material payments under these arrangements and has not recorded any contingent liability in the financial statements for these indemnifications.

The Company provides representations and warranties in connection with a variety of commercial transactions and occasionally indemnifies them against potential losses caused by the breach of those representations and warranties. The Company may also provide standard indemnifications to some counterparties to protect them in the event additional taxes are owed or payments are withheld, due either to a change in or adverse application of certain tax laws. These indemnifications generally are standard contractual terms and are entered into in the normal course of business. The maximum potential amount of future payments that the Company could be required to make under these indemnifications cannot be estimated. However, the Company believes that it is unlikely it will have to make material payments under these arrangements and has not recorded any contingent liability in the financial statements for these indemnifications.

#### NOTE 8-RECENTLY ISSUED ACCOUNTING PRONOUNCEMENTS:

The Financial Accounting Standards Board (the "FASB") has established the The Financial Accounting Standards Board ("the FASB") has established the Accounting Standards Codification" or "ASC") as the authoritative source of generally accepting account principles ("GAAP") recognized by the FASB. The principles embodies in the Codification are to be applied by nongovernmental entities in the preparation of financial statements in accordance with GAAP in the United States. New accounting pronouncements are incorporated into the issuance of Accounting Standards Updates ("ASU's").

For the period ending June 30, 2025, various ASU's issued by the FASB were either newly issued or had effective implementation dates that would require their provisions to be reflected in the financial statement for the period then ended. The Company has either evaluated or is currently evaluating the implications, if any, of each of these pronouncements and the your they may have on the Company's financial statements. In most cases, management has determined that the pronouncements have either limited or no application to the Company and in all cases, implementation would not have a material impact on the financial statements taken as a whole.

#### NOTE 9-SEGMENT REPORTING:

The Company follows Accounting Standards Update 2023-07 - Segment Reporting (Topic 280): Improvements to Reportable Segment Disclosures ("ASU 2023-07"), which expands reportable segment information by requiring companies to disclose, on an annual and interim basis, significant reportable segment expenses that are regularly provided to the Chief Operating Decision Maker ("CODM") and included within each reported measure of a segment's profit or loss. ASU 2023-07 also requires disclosure of the title and position of the individual identified as the CODM and an explanation of how the CODM makes decisions about allocating resources to segments and evaluating performance.

For Company conducts its business activities and reports financial results as a single brokerage services segment. The CODM title and position is the CEO who makes decisions about allocating resources and assessing performance in a manner consistent with the way the Company operates its business and presents their financial results. The nature of business and accounting policies of the brokerage services segment are the same as description of business and summary of significant accounting policies notes.

{11}------------------------------------------------

# MODERN PRIVATE EQUITY PARTNERS, LLC SCHEDULE I COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1 OF THE SECURITIES AND EXCHANGE COMMISSION JUNE 30, 2025

| NET CAPITAL:                                                    |    |           |
|-----------------------------------------------------------------|----|-----------|
| Members' equity                                                 | ಿರ | 13,757    |
| Less non-allowable assets and deductions:                       |    |           |
| Prepaid expenses and other assets<br>ನಿ<br>1,359                |    |           |
|                                                                 |    | 1,359     |
|                                                                 |    |           |
| Net capital before haircuts on securities positions             |    | 12,398    |
|                                                                 |    |           |
| Less: Haircuts and exempted securities                          |    | 0         |
|                                                                 |    |           |
| NET CAPITAL                                                     | ಿರ | 12,398    |
|                                                                 |    |           |
| AGGREGATE INDEBTEDNESS                                          | ಿರ | 3,573     |
|                                                                 |    |           |
| MINIMUM NET CAPITAL REQUIRED (6 2/3% of aggregate indebtedness) | ಿರ | 238       |
|                                                                 |    |           |
| MINIMUM NET CAPITAL DOLLAR REQUIREMENT                          | ಮ  | 5,000     |
|                                                                 |    |           |
| MINIMUM NET CAPITAL REQUIRED                                    | ಿರ | 5,000     |
|                                                                 |    |           |
| EXCESS NET CAPITAL (\$12,398 - \$5,000)                         | ಿರ | 7,398     |
|                                                                 |    |           |
| RATIO OF AGGREGATE INDEBTEDNESS TO                              |    |           |
|                                                                 |    |           |
| ನಿರ್ವ<br>NET CAPITAL<br>3,573<br>ಿರ<br>12,398                   |    | 0.29 to 1 |

There was no material difference between the net capital calculated here and the net capital calculated on the Company's most recently filed Form x17a-5 as of June 30, 2025

See Report of Independent Registered Public Accounting Firm

Page 10

{12}------------------------------------------------

# MODERN PRIVATE EQUITY PARTNERS, LLC SCHEDULE II INFORMATION RELATING TO RESERVE REQUIREMENT FOR BROKER/DEALERS AND INFORMATION RELATING TO POSSESSION OR CONTROL REQUIREMENTS UNDER SEC RULE 15c3-3 JUNE 30, 2025

1) The Company does not claim an exemption under paragraph (k) of 17 C.F.R. 240.15c3-3, but is relying on footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. 240.17a-5 because the Company (1) did not directly receive, hold or otherwise owe funds or securites for or to customers; (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent year without exception.

See Report of Independent Registered Public Accounting Firm

Page 11

{13}------------------------------------------------

Modern Private Equity Partners, LLC Report on Exemption Provisions Pursuant to Provisions of 17 C.F.R. § 15c3-3(k) For the Year Ended June 30, 2025

{14}------------------------------------------------

## REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

To Those Charged with Governance and the Members of Modern Private Equity Partners, LLC:

We have reviewed management's statements, included in the accompanying Exemption Report, in which (1) Modern Private Equity Partners, LLC does not claim an exemption under paragraph (k) of 17 C.F.R. § 240. 15c3-3, and (2) Modern Private Equity Partners, LLC's business activities include private placements, referral business and commission sharing which are in compliance with Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5 ("Non-Covered Firm") and that the Company did not identify any exceptions to this assertion throughout the fiscal year ended June 30, 2025. Modern Private Equity Partners, LLC's management is responsible for compliance with the exemption provisions, and the provisions of Footnote 74, and its statements.

Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about Modern Private Equity Partners, LLC's compliance with the exemption provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion.

Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions set forth in the Non-Covered Firm provision.

DCPA

DCPA

Century City, California July 25, 2025

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## Modern Private Equity Partners, LLC Exemption Report For the Year Ended June 30, 2025

Modern Private Equity Partners, LLC ("the Company"), is a registered broker-dealer subject to Rule 17a -5 promulgated by the Securities and Exchange Commission (17 C.F.R. Section 240.17a -5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. Section 240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following:

- 1) The Company does not claim an exemption under paragraph (k) of 17 C.F.R. § 240. 15c3-3, and
- 2) The Company is filing this Exemption Report relying on Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5 because the Company limits its business activities exclusively to (1) receiving transaction-based compensation for identifying potential merger and acquisition opportunities for clients; and (2) participating in distributions of securities (other than firm commitment underwritings). The Company (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, other than money or other consideration received and promptly transmitted in compliance with paragraph (a) or (b)(2) of Rule 15c2-4; (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception.

Modern Private Equity Partners, LLC

I, Steven C Bender, swear (or affirm) that, to my best knowledge and belief, this Exemption Report is true and correct.

Title: Financial Principal


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.