Full text of ENVOY SECURITIES LLC's X-17A-5 filed 2025-03-31 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill SEC FILE NUMBER | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------------------------------------------|-----------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING 02/23/2024<br>MM/DD/VY | | | AND ENDING 12/31/2024 | | | | | | | | MM/DD/VY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: Envoy Securities LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Security-based swap dealer<br>D Major security-based swap participant<br>C!l Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 1422 S Tryon St, Ste 300 | | | | | | | | | (No. and Street) | | | | | | | Charlotte | NC | | 28203 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Justin Schleifer | 4 15-890-6297 | compliance@envoycapitaladvisors.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | GreerWalker LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 227 West Trade St., Ste 1100 Charlotte | | NC | 28202 | | | | | (Address) | (City) | (State) | (Zip Code) | | | | | l''<br>06/07/2005 | | 2324 | | | | | | of Rcgistcatioa with PCAOB)lif applicable) | | (PCAOB Rcgistcatioa N,mbc,, if applicablc)I | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | * Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(l)(ii), if applicable. Persons who are to respond t…Read the full text as markdown