PARK PLACE CAPITAL SECURITIES CORP. X-17A-5 (2025-03-13) — Broker-dealer annual report

Full text of PARK PLACE CAPITAL SECURITIES CORP.'s X-17A-5 filed 2025-03-13 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ | REPORTS<br>ANNUAL<br>SEC FILE NUMBER<br>X-17A-5<br>FORM<br>8-71138<br>PART<br>III<br>FACING PAGE<br>12/31/24<br>07/08/24<br>AND ENDING<br>MM/DD/YY<br>MM/DD/YY<br>REGISTRANT IDENTIFICATION<br>A.<br>Corp<br>Capital<br>Securities<br>Park<br>Place<br>Major security-based swap participant<br>Security-based swap dealer<br>E<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer<br>Suite<br>140<br>South<br>19th<br>Place<br>2728<br>,<br>(No. and Street)<br>35209<br>AL<br>Homewood<br>(Zip Code)<br>(State<br>)<br>(City)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>205-790-7932<br>Leah<br>Allen<br>(Email Address)<br>(Area Code -Telephone Number)<br>(Name)<br>ACCOUNTANT IDENTIFICATION<br>B.<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Advisors<br>DHLC<br>CPAs<br>(Name -if individual, state last,first,and middle name)<br>AL<br>Birmingham<br>Drive, Suite<br>100<br>510 Office<br>Park<br>(Zip Code)<br>(State)<br>(City)<br>(Address)<br>5903<br>09/10/2013<br>(Date of Registration with PCAOB)(if applicable)<br>FOR OFFICIAL USE ONLY | Information Required Pursuant to Rules 17a-5, 17a-12,and 18a-7 under the Securities Exchange Act of 1934<br>leah.allen@parkplacecapital.com<br>(PCAOB Registration Number,if applicable)<br>Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public<br>*<br>accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 | UNITED STATES<br>SECURITIES AND EXCHANGE COMMISSION<br>Washington,D.C. 20549 | OMB APPROVAL<br>OMB Number:3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>12<br>hours per response: | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)