Full text of TRIUMPH CAPITAL MARKETS, LLC's X-17A-5 filed 2026-03-24 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-S PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # SEC FILE NUMBER 8-71147 | AND ENDING 12/31/2025<br>FILING FOR THE PERIOD BEGINNING 01/01/2025<br>MM/DD/VY<br>MM/DD/VY<br>A. REGISTRANT IDENTIFICATION<br>NAMEOFFIRM: TRIUMPH CAPITAL MARKETS, LLC<br>TYPE OF REGISTRANT (check all applicable boxes):<br>~ Broker-dealer<br>□ Security-based swap dealer<br>□ Major security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer<br>ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)<br>150 NORTH RIVERSIDE PLAZA, SUITE 5200<br>(No. and Street)<br>CHICAGO<br>IL<br>60606<br>(City)<br>{State)<br>(Zip Code)<br>PERSON TO CONTACT WITH REGARD TO THIS FILING<br>KEVIN GIBBONS<br>(312)874-7249<br>(Area Code - Telephone Number)<br>(Email Address)<br>B. ACCOUNTANT IDENTIFICATION<br>INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>FORVIS MAZARS, LLP<br>{Name - if individual, state last, first, and middle name)<br>60 Crossways Park Dr.West Woodbury<br>NY<br>(City)<br>{State)<br>(Zip Code)<br>"<br>10/16/2003<br>686<br>'f | Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-----------------------------------------…Read the full text as markdown