Full text of AMERAUDI INVESTMENT SERVICES LLC's X-17A-5 filed 2026-03-30 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington,** D.C. **20549** OMS APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 > SEC FILE NUMBER 8-71153 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a.-12, and lBa-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **11/21/2024** AND ENDING **12/31 / <sup>2</sup> <sup>0</sup> <sup>2</sup> <sup>5</sup>** MM/DD/VY MM/ DD/ YY **A. REGISTRANT IDENTIFICATION** # NAME oF FIRM: AmerAudi Investment Services, LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer D Security-based swap dealer D Major security-based swap participant D Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE **OF** BUSINESS: (Do not use a P.O. box no.) # 19 East 54th Street | New York<br>10022<br>(Zip Code)<br>Pablo.Jimenez@ameraudi.com<br>(Email Address) | |----------------------------------------------------------------------------------| | | | | | | | | | | | | | (Name-if individual, state last, first, and middle name) | | NY<br>10017 | | (State)<br>(Zip Code) | | 173 | | (PCAOB Re~snation N,mbe<, ff appHcable} | | | | | \* Claims for exemption from the requirement t hat t he annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l )(ii), if applicable. **Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid 0MB control. number.** {1}------------------------------------------------ #### OATH OR AFFIRMATION | I, Pablo L. Jimanaz | swear (or affirm) that, to the best of my knowledg and belief, t | he | |------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|----| | financial report pertaining to the firm of AmerAudi Investment Services, LLC | as of | | | December 31<br>as that of a customer. | 2~-is_t_r_u_e_a_n_d_c_o_r-re_ct __ l f_u_rt_h_e_r_s_w_e_…