BROOKFIELD SECURITIES LLC X-17A-5 (2026-02-27) — Broker-dealer annual report

Full text of BROOKFIELD SECURITIES LLC's X-17A-5 filed 2026-02-27 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

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{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** # **ANNUAL REPORTS FORM X-17A-5 PART** Ill | OMB<br>APPROVAL | | | |---------------------------------------------------------------------------|--|--| | OMB<br>Number:<br>3235<br>0123 | | | | Expires:<br>3<br>,<br>202<br>Nov O<br>6<br>Estimated<br>average<br>burden | | | | hours<br>per<br>response:<br>12 | | | | SEC<br>FILE<br>NUMER | | | | 8<br>-<br>71170 | | | | | | | | | | | | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |-----------------------------------------------------------------------------------------------------------|----------------------|------------|----------|--|--|--| | FILING FOR THE PERIOD BEGINNING | __<br>_0_1_/0_1_/_25 | AND ENDING | 12/31/25 | | | | | | MM/00/YY | | MM/00/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): ~ Broker-dealer □ Security-based swap dealer □ Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 250 Vesey Street, 15th Floor | | (No. and Street) | | | |--------------------------------------------------|---------------------------------------------------------------------------|-----------------|-------------------------------------------| | New York | NY | | 10281 | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Rafael Beck | (212) 897-1690 | | rbeck@integrated .solutions | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | Deloitte & Touche LLP | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | (Name - if individual, state last, first, and middle name) | | | | 30 Rockefeller Plaza | New York | NY | 10112 | | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 34 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, ifapplicable) | #### **FOR OFFICIAL USE ONLY** \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e…

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