# AGENTIS CAPITAL MARKETS US, LLC X-17A-5 (2025-12-19) — Broker-dealer annual report

- Company: AGENTIS CAPITAL MARKETS US, LLC
- Form: X-17A-5
- Filed: 2025-12-19
- Period: 2025-09-30
- Accession: 0001998470-25-000008
- CIK: 1998470
- File #: 8-71174
- Type: Broker-dealer
- Material weakness: No
- Auditor: Baker Tilly US, LLP
- Auditor location: Dallas, TX
- Contact: Brian Marcotte
- Phone: 504-584-1229
- Email: robert.vanbelle@agentiscapital.com
- Website: agentiscapital.com
- Signed by: Robert Van Belle (CEO)

Original filing: https://www.sec.gov/Archives/edgar/data/1998470/000199847025000008/agentismarketssep2025.pdf

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

| ANNUAL REPORTS |
|----------------|
| FORM X-17A-5   |
| PART III       |

OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12

| SEC FILE NUMBER |  |
|-----------------|--|
| 8-71174         |  |

FACING PAGE

| Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934                                                                                                  |                                                            |            |                                            |  |
|------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|--------------------------------------------|--|
| FILING FOR THE PERIOD BEGINNING                                                                                                                                                                            | 10/01/24                                                   | AND ENDING | 09/30/25                                   |  |
|                                                                                                                                                                                                            | MM/DD/YY                                                   |            | MM/DD/YY                                   |  |
|                                                                                                                                                                                                            | A. REGISTRANT IDENTIFICATION                               |            |                                            |  |
| NAME OF FIRM: Agentis Capital Markets US, LLC                                                                                                                                                              |                                                            |            |                                            |  |
| TYPE OF REGISTRANT (check all applicable boxes):<br>@ Broker-dealer   D Security-based swap dealer     Major security-based swap participant<br>Check here if respondent is also an OTC derivatives dealer |                                                            |            |                                            |  |
| ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.)                                                                                                                                        |                                                            |            |                                            |  |
| 108 Lakeland Avenue                                                                                                                                                                                        |                                                            |            |                                            |  |
|                                                                                                                                                                                                            | (No. and Street)                                           |            |                                            |  |
| Dover                                                                                                                                                                                                      |                                                            | Delaware   | 19901                                      |  |
| (City)                                                                                                                                                                                                     | (State)                                                    |            | (Zip Code)                                 |  |
| PERSON TO CONTACT WITH REGARD TO THIS FILING                                                                                                                                                               |                                                            |            |                                            |  |
| Robert Van Belle                                                                                                                                                                                           | +1(604)-377-11-80                                          |            | robert.vanbelle@agentiscapital.com         |  |
| (Name)                                                                                                                                                                                                     | (Area Code - Telephone Number)                             |            | (Email Address)                            |  |
|                                                                                                                                                                                                            | B. ACCOUNTANT IDENTIFICATION                               |            |                                            |  |
| INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Baker Tilly US, LLP                                                                                                           |                                                            |            |                                            |  |
|                                                                                                                                                                                                            | (Name - if individual, state last, first, and middle name) |            |                                            |  |
| 14555 Dallas Parkway, Suite 300 Dallas                                                                                                                                                                     |                                                            |            | 75254<br>TX                                |  |
| (Address)                                                                                                                                                                                                  | (City)                                                     |            | (Zip Code)<br>(State)                      |  |
| 10/22/2003                                                                                                                                                                                                 |                                                            | 23         |                                            |  |
| (Date of Registration with PCAOB)(if applicable)                                                                                                                                                           |                                                            |            | (PCAOB Registration Number, if applicable) |  |
|                                                                                                                                                                                                            | FOR OFFICIAL USE ONLY                                      |            |                                            |  |

\* Claims for exemption from the requirement that the annual reports of an independent public clains for exemption room of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable.

CFR 240.17a-5(E){LI)(I), If applicable.
Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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### OATH OR AFFIRMATION

| Robert Van Belle                     |                                                                                               | the belief the first and swear (or affirm) that, to the best of my knowledge and belief, the                                                                                                                                                                |
|--------------------------------------|-----------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|
| al30                                 | financial report pertaining to the firm of Agentis Capital Markets US, LLC                    | as of a many as of<br>is true and correct. I further swear (or affirm) that neither the company nor any                                                                                                                                                     |
|                                      |                                                                                               | partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely                                                                                                                         |
| as that of a customer.               |                                                                                               |                                                                                                                                                                                                                                                             |
|                                      | RANBIR KAUR BAINS                                                                             |                                                                                                                                                                                                                                                             |
|                                      | NOTARY PUBLIC                                                                                 | Signature:                                                                                                                                                                                                                                                  |
|                                      | PO Box 99719                                                                                  |                                                                                                                                                                                                                                                             |
|                                      | RPO Brentwood                                                                                 | Title:                                                                                                                                                                                                                                                      |
|                                      | Burnaby, BC V5C 0M5<br>Tel: 604-866-5981                                                      | CEO                                                                                                                                                                                                                                                         |
|                                      |                                                                                               |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               | RANBIR KAUR BAINS                                                                                                                                                                                                                                           |
|                                      | This filing ** contains (check all applicable boxes): A Notary Public in and for the          | Province of British Columbia                                                                                                                                                                                                                                |
| a) Statement of financial condition. |                                                                                               |                                                                                                                                                                                                                                                             |
|                                      | [ (b) Notes to consolidated statement of financial condition.                                 |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               | C (c) Statement of income (loss) or, if there is other comprehensive income in the period(s) presented, a statement of                                                                                                                                      |
|                                      | comprehensive income (as defined in § 210.1-02 of Regulation S-X).                            |                                                                                                                                                                                                                                                             |
| (d) Statement of cash flows.         |                                                                                               |                                                                                                                                                                                                                                                             |
|                                      | = (e) Statement of changes in stockholders' or partners' or sole proprietor's equity.         |                                                                                                                                                                                                                                                             |
|                                      | [ (f) Statement of changes in liabilities subordinated to claims of creditors.                |                                                                                                                                                                                                                                                             |
|                                      | (g) Notes to consolidated financial statements.                                               |                                                                                                                                                                                                                                                             |
|                                      | [h) Computation of net capital under 17 CFR 240.15c3-1 or 17 CFR 240.18a-1, as applicable.    |                                                                                                                                                                                                                                                             |
|                                      | [i) Computation of tangible net worth under 17 CFR 240.18a-2.                                 |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               | [i] Computation for determination of customer reserve requirements pursuant to Exhibit A to 17 CFR 240.15c3-3.                                                                                                                                              |
|                                      |                                                                                               | [ [k] Computation for determination of security-based swap reserve requirement spursuant to Exhibit B to 17 CFR 240.15c3-3 or                                                                                                                               |
|                                      | Exhibit A to 17 CFR 240.18a-4, as applicable.                                                 |                                                                                                                                                                                                                                                             |
|                                      | (I) Computation for Determination of PAB Requirements under Exhibit A to § 240.15c3-3.        | [m] Information relating to possession or control requirements for customers under 17 CFR 240.15c3-3.                                                                                                                                                       |
|                                      |                                                                                               |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               | O (n) Information relating to possession or control requirements for security-based swap customers under 17 CFR                                                                                                                                             |
|                                      | 240.15c3-3(p)(2) or 17 CFR 240.18a-4, as applicable.                                          | □ (o) Reconciliations, including appropriate explanations, of the FOCUS Report with computation of net capital or tangible net                                                                                                                              |
| exist.                               |                                                                                               | worth under 17 CFR 240.15c3-1, 17 CFR 240.18a-2, or 17 CFR 240.18a-2, as applicable, and the reserve requirements under 17<br>CFR 240.15c3-3 or 17 CFR 240.18a-4, as applicable, if material differences exist, or a statement that no material differences |
|                                      |                                                                                               | [ {p) Summary of financial data for subsidiaries not consolidated in the statement of financial condition.                                                                                                                                                  |
|                                      |                                                                                               | {q} Oath or affirmation in accordance with 17 CFR 240.17a-12, or 17 CFR 240.17a-12, or 17 CFR 240.18a-7, as applicable.                                                                                                                                     |
|                                      | [r) Compliance report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable. |                                                                                                                                                                                                                                                             |
|                                      | [s) Exemption report in accordance with 17 CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.  |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               | [t] Independent public accountant's report based on an examination of the statement of financial condition.                                                                                                                                                 |
|                                      |                                                                                               | @ {u) Independent public accountant's report based on an examination of the financial statements under 17                                                                                                                                                   |
|                                      | CFR 240.17a-5, 17 CFR 240.18a-7, or 17 CFR 240.17a-12, as applicable.                         |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               | [ {v] Independent public accountant's report based on an examination of certain statements in the compliance report under 17                                                                                                                                |
|                                      | CFR 240.17a-5 or 17 CFR 240.18a-7, as applicable.                                             |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               | [w] Independent public accountant's report based on a review of the exemption report under 17 CFR 240.17a-5 or 17                                                                                                                                           |
| CFR 240.18a-7, as applicable.        |                                                                                               |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               | [ (x) Supplemental reports on applying agreed-upon procedures, in accordance with 17 CFR 240.15c3-1e or 17 CFR 240.17a-12,                                                                                                                                  |
| as applicable.                       |                                                                                               | □ (y) Report describing any material inadequacies found to exist or found to have existed since the date of the previous audit, or                                                                                                                          |
|                                      | a statement that no material inadequacies exist, under 17 CFR 240.17a-12(k).                  |                                                                                                                                                                                                                                                             |
|                                      |                                                                                               |                                                                                                                                                                                                                                                             |

applicable.

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# AGENTIS CAPITAL MARKETS US, LLC

Report of Independent Registered Accounting Firm and Financial Statements Pursuant to Rule 17a-5(d) September 30, 2025, and 2024

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# TABLE OF CONTENTS

|                                                                                                                                                                                                                                 | Page(s) |
|---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|
| Report of Independent Registered Public Accounting Firm                                                                                                                                                                         | 1-2     |
| Statement of Financial Condition                                                                                                                                                                                                | 3       |
| Statement of Operations                                                                                                                                                                                                         | 4       |
| Statement of Changes in Member's Equity                                                                                                                                                                                         | 5       |
| Statement of Cash Flows                                                                                                                                                                                                         | 6       |
| Notes to Financial Statements                                                                                                                                                                                                   | 7-11    |
| Supplementary Information                                                                                                                                                                                                       |         |
| Schedule I - Computation of Net Capital Under Rule 15c3-1 of the Securities<br>and Exchange Commission                                                                                                                          | 12      |
| Schedule II - Computation for Determination of the Reserve Requirement<br>and Information Relating to Possession or Control Requirements for Brokers<br>and Dealers under Rule 15c3-3 of the Securities and Exchange Commission | 13      |
| Report of Independent Registered Public Accounting Firm on Agentis Capital Markets<br>US, LLC's Exemption Report                                                                                                                | 14      |
| Agentis Capital Markets US, LLC's Exemption Report                                                                                                                                                                              | 15      |
|                                                                                                                                                                                                                                 |         |

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![](_page_4_Picture_0.jpeg)

# Report of Independent Registered Public Accounting Firm

To the Member of Agentis Capital Markets US, LLC

### Opinion on the Financial Statements

We have audited the accompanying statement of financial condition of Agentis Capital Markets US, LLC (the Company) as of September 30, 2025, the related statements of operations, changes in member's equity, and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of the Company as of September 30, 2025, and the results of its operations and its cash flows for the year then ended, in conformity with accounting principles generally accepted in the United States of America.

### Basis for Opinion

These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) (PCAOB) and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the Securities and Exchange Commission and the PCAOB.

We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures to respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion.

Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are members of Baker Tilly International Ltd., the members of which are separate and independent legal entitles. Baker Tilly US, LLP is a licensed CPA firm that provides assurance services to its clients. Baker Tilly Advisitiary entities provide tax and consulting services to their clients and are not licensed CPA firms.

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### Opinion on the Supplemental Information

The supplemental information in Schedules I and II has been subjected to audit procedures performed in conjunction with the audit of the Company's financial statements. The information in Schedules I and II is the responsibility of the Company's management. Our audit procedures include determining whether the information in Schedules I and II reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in Schedules I and II. In forming our opinion on the information in Schedules I and II, we evaluated whether the information in Schedules I and II, including its form and content is presented in conformity with 17 C.F.R. §240.17a-5. In our opinion, the information in Schedules I and II is fairly stated in all material respects in relation to the financial statements as a whole.

Dallas, Texas December 11, 2025

We have served as the Company's auditor since 2023.

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# AGENTIS CAPITAL MARKETS US, LLC Statement of Financial Condition

As of September 30, 2025, and as of September 30, 2024

|                                       | As of September 30,<br>2025 |           | As of September 30,<br>2024 |         |
|---------------------------------------|-----------------------------|-----------|-----------------------------|---------|
| Assets                                |                             |           |                             |         |
| Cash and cash equivalents             | ಿ                           | 670,507   | ക                           | 341,292 |
| Accounts receivable                   |                             | 1,501,142 |                             |         |
| Prepaid expenses                      |                             | 12,730    |                             | 8,079   |
| Total assets                          | ಕಾ                          | 2,184,379 | ક                           | 349,371 |
|                                       |                             |           |                             |         |
| Liabilities                           |                             |           |                             |         |
| Accounts payable and accrued expenses | ക്ക                         | 50,788    | સ્ત્ર                       | 29,075  |
| Due to Related Party                  |                             | 1.187     |                             | 32,251  |
|                                       |                             |           |                             |         |
| Total liabilities                     | S                           | 51,975    | S                           | 61,326  |
| Member's equity                       | \$                          | 2,132,404 | S                           | 288,045 |
| Total liabilities and member's equity | \$                          | 2,184,379 | ક                           | 349.371 |

The accompanying notes are an integral part of these financial statements.

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### -

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| <br>M<N;O56L=99O                 |                                                         |           | <br>PDCDIECEEEPQ                                         |  |
| RS7969O7;S@5>9                   |                                                         |           | TCUTVICWFU                                               |  |
| X57KY;S@5>9                      |                                                         | DCDITCUTV | ICWFU                                                    |  |
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| X57KY9[:9SO9O                    |                                                         |           | FFUCIBTBTDCWEH                                           |  |
| <br>†97;S@5>9‡Y5OOˆ              |                                                         |           | <br>PBCUEWCHIWP‡BVVCWIIˆ                                 |  |

{8}------------------------------------------------

# AGENTIS CAPITAL MARKETS US, LLC Statement of Changes in Member's Equity

For the period from February 1, 2023 to September 30, 2025

|                                     |    | Total member's<br>equity (deficit) |
|-------------------------------------|----|------------------------------------|
| Member's equity, February 01, 2023  | ક  |                                    |
| Member contribution                 |    | 455,000                            |
| Net income (loss)                   |    | (166,955)                          |
| Member's equity, September 30, 2024 | S  | 288,045                            |
| Member contribution                 |    | 35,000                             |
| Net income (loss)                   |    | 1.809.359                          |
| Member's equity, September 30, 2025 | \$ | 2,132,404                          |

The accompanying notes are an integral part of these financial statements.

{9}------------------------------------------------

# AGENTIS CAPITAL MARKETS US, LLC Statement of Cash Flows

For the period from February 1, 2023 to September 30, 2025

|                                              |     | For the period from<br>October 1, 2024 to<br>September 30, 2025 | For the period from<br>February 1, 2023 to<br>September 30, 2024 |
|----------------------------------------------|-----|-----------------------------------------------------------------|------------------------------------------------------------------|
| Cash Flows from Operating Activities         |     |                                                                 |                                                                  |
|                                              |     |                                                                 |                                                                  |
| Net income (loss)                            | ക്ക | 1,809,359                                                       | ക്ക<br>(166,955)                                                 |
|                                              |     | 1,809,359                                                       | (166,955)                                                        |
| Changes in operating assets and liabilities: |     |                                                                 |                                                                  |
| Accounts receivable                          |     | (1,501,142)                                                     |                                                                  |
| Prepaid                                      |     | (4,651)                                                         | (8,079)                                                          |
| Accounts payable                             |     | 213                                                             | 9,075                                                            |
| Accrual                                      |     | 21,500                                                          | 20,000                                                           |
| Related party payables and accrual           |     | (31,064)                                                        | 32,251                                                           |
|                                              |     |                                                                 |                                                                  |
| Net cash used by operating activities        |     | 294,215                                                         | (113,708)                                                        |
|                                              |     |                                                                 |                                                                  |
| Cash Flows from Financing Activity           |     |                                                                 |                                                                  |
| Contributions from member                    |     | 35,000                                                          | 455,000                                                          |
|                                              |     |                                                                 |                                                                  |
| Net cash provided by financing activity      |     | 35,000                                                          | 455,000                                                          |
|                                              |     |                                                                 |                                                                  |
| Net Increase in cash, cash equivalents       |     | 329,215                                                         | 341,292                                                          |
|                                              |     |                                                                 |                                                                  |
| Beginning cash and cash equivalents          |     | 341,292                                                         |                                                                  |
| Ending cash and cash equivalents             | \$  | 670,507                                                         | ક<br>341,292                                                     |

The accompanying notes are an integral part of these financial statements.

{10}------------------------------------------------

For the period from February 1, 2023 to September 30, 2025

#### 1. Nature of Business

Agentis Capital Markets US, LLC (the "Company") was formed as a Delaware limited liability company on February 1, 2023.

The Company was approved by FINRA as a broker-dealer in New York on June 11, 2024.

The Company intends to provide financial advisory services to companies and investors related to mergers and acquisitions, and private placements of securities to institutional investors. The Company will not handle customer funds or securities in any capacity. The Company has membership with the Securities Investor Protection Corporation (SIPC).

#### 2. Significant Accounting Policies

### Basis of preparation

The financial statements are prepared using the accrual basis of accordance with accounting principles generally accepted in the United States of America ("GAAP"). Revenue is recognized when earned, while expenses and income are recognized when incurred.

### Use of Estimates

The preparation of financial statements in conformity with accounting principles generally accepted in the United States of America requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the financial statements and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates.

### Cash and Cash Equivalents

The Company defines investments in money market funds and other highly liquid investments with original maturities of three months or less, when acquired, as cash equivalents. Cash and cash equivalents are held in major financial institutions. Periodically, such deposits may exceed the insured limits of the Canada Deposit Insurance Corporation.

### Income taxes

The Company is included in the income tax return of Agentis Capital Ltd, which has elected to be taxed as a corporation. In December 2019, the FASB issued ASU 2019-12, Simplifying the Accounting for Income Taxes, which simplifies the accounting for income taxes, eliminates certain exceptions within ASC 740, Income Taxes, and clarifies certain aspects of the current guidance to promote consistency among reporting entities. The ASU also clarifies that an entity is not required to allocate consolidated income taxes to a legal entity that is not subject to tax for purpose of that legal entity's separate financial statements but added an election that allows entities to allocate income taxes to a legal entity if it is not subject to income tax and is disregarded by the taxing authority. An entity is able to elect not to allocate consolidated income taxes to it is single-member LLCs and make that election on an entity-by-entity basis. The update is effective for annual periods beginning after December 15, 2020, and interim period within those fiscal years. Early adoption is permitted. The Company

{11}------------------------------------------------

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{12}------------------------------------------------

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{13}------------------------------------------------

For the period from February 1, 2023 to September 30, 2025

#### 3. Cash and cash equivalents

Cash includes savings accounts with financial institutions consist of the following:

|                  | September 30, 2025 | September 30, 2024 |
|------------------|--------------------|--------------------|
| Bank account USD | \$ 668,233         | \$ 330,149         |
| Bank account CAD | 2.274              | 11.143             |
| Total            | \$ 670.507         | \$ 341,292         |

All listed amounts are in US Dollars.

#### 4. Accounts payable and accrued expenses

Accounts payable and accrued expenses consist of the following:

|                  | September 30, 2025 | September 30, 2024 |
|------------------|--------------------|--------------------|
| Accounts payable | \$ 9.288           | \$ 9.075           |
| Accrued expenses | 41.500             | 20,000             |
| Related party    | 1.187              | 32.251             |
| Total            | \$ 51,975          | \$ 61,326          |

#### 5. Net Capital Requirements

Pursuant to the net capital provisions of the U.S. Securities and Exchange Commission Uniform Net Capital Rule (SEC Rule 15c3-1), the Company is required to maintain a minimum net capital of the greater of \$5,000 or the ratio of aggregate indebtedness to net capital, as defined. The ratio of the aggregated indebtedness (as defined) to net capital shall not exceed 15 to 1. The "applicable" exchange also provides that equity capital may not be withdrawn, or cash dividends paid, if the resulting net capital ratio would exceed 10 to 1. Net capital and the related ratio of aggregate indebtedness to net capital may fluctuate on a daily basis. At September 30, 2025, the Company has net capital of \$618,532, which was \$613,532 in excess of its required net capital of \$5,000. The Company's ratio of aggregate indebtedness to net capital is 8.40 to 1 as of September 30, 2025. At September 30, 2024, the Company has net capital of \$279,966, which was \$272,300 in excess of its required net capital of \$7,666. The Company's ratio of aggregate indebtedness to net capital is 4.57 to 1 as of September 30, 2024.

#### 6. Exemption from Rule 15c3-3

The Company does not carry customer accounts or otherwise hold customer funds. The Company limits its business activities to (1) effecting securities transactions on a subscription way basis where the funds are payable to the issuer or its agent and not to the Company, and (2) receiving transaction-based compensation for identifying potential merger and acquisition opportunities for clients, and the Company. The Company is therefore not required to prepare the computation of reserve requirements or information relating to possession and control requirements under Rule 15c3-3 of the Securities Exchange Act of 1934.

{14}------------------------------------------------

For the period from February 1, 2023 to September 30, 2025

#### 7 Commitments and Contingencies

The Company may become involved in various legal matters and regulatory inquiries or examinations in the ordinary course of business. The Company is not aware of any material contingencies relating to such matters that would require accrual or disclosure in the financial statements or their notes as of September 30, 2025. The Company does not have any guarantees or other commitments as of September 30, 2025. As of September 30, 2024, none.

#### 8. Related Party Transactions

The Company is allocated expenses, including consulting fees and other amounts on the statements of operations, in accordance with a written expense sharing agreement with Agentis Capital Advisors - Parent company, based on a percentage of the time, space, and equipment used by Parent in conducting activities of the Company. The Company and Parent review the agreement annually to ensure such expense sharing percentages and estimates remain reasonable.

The Company incurred expenses from the Parent Company of \$260,572 for 2025, which included office rent, internet, insurance expenses, and consulting fees on the accompanying statement of operations. The Company had a payable due to Parent Company of \$1,187 as of September 30, 2025.

The Company incurred expenses from the Parent Company of \$31,522 for 2024, which included office rent, internet, insurance expenses, and consulting fees on the accompanying statement of operations. The Company had a payable due to Parent Company of \$6,769 as of September 30, 2024.

### 0 Segment Reporting

The Company is engaged in a single line of business as a securities broker-dealer, which is comprised of several classes of services, including merger and acquisition advisory services, capital sourcing, and other general corporate financial advisory services. The Company has identified its CEO as the chief operating decision maker ("CODM"), who uses net income to evaluate the results of the business, predominantly in the forecasting process, to manage the Company. Additionally, the CODM uses excess net capital, which is not a measure of profit and loss, to make operational decisions while maintaining capital adequacy, such as whether to reinvest profits or pay dividends. The Company's operations constitute a single operating segment and therefore, a single reportable segment, because the CODM manages the business activities using information of the Company as a whole. The accounting policies used to measure the profit and loss of the segment are the same as those described in the summary of significant accounting policies.

The measure of segment assets is reported on the statement of financial condition as total assets, and segment revenues and expenses is reported on the statement of income as total revenues and expenses.

#### 10. Subsequent Events

The Company has reviewed events that occurred after September 30, 2025 through December 4, 2025 the date the financial statements were available to be issued. During this period, no subsequent events occurred that require recognition or disclosure in the financial statements.

{15}------------------------------------------------

### SUPPLEMENTARY INFORMATION

{16}------------------------------------------------

# AGENTIS CAPITAL MARKETS US, LLC Schedule I - Computation of Net Capital Under Rule 15c3-1 of the Securities and Exchange Commission

As of September 30, 2025

| Computation of net capital<br>Member's equity at September 30, 2025<br>Non-allowable assets          |     | ಕ್ಕಾ  | 2,132,404<br>(1,513,872) |
|------------------------------------------------------------------------------------------------------|-----|-------|--------------------------|
| Net capital before haircut on securities position<br>Haircut on securities                           |     |       | 618,532                  |
| Net capital                                                                                          |     | ತಿ    | 618,532                  |
| Aggregate indebtedness                                                                               |     | ಕ್ಕಿ  | 51,975                   |
| Computation of net capital requirement<br>Net capital requirement (6-2/3% of aggregate indebtedness) | (A) | સ્ત્ર | 3,465                    |
| Minimum dollar net capital requirement                                                               | (B) | ക     | 5,000                    |
| Net capital requirement (greater of (A) or (B))                                                      |     | S     | 5,000                    |
| Excess net capital (net capital, less net capital requirement)                                       |     | ಿಕಾ   | 613,532                  |
| Excess net capital at 1,000% (net capital less 10% of aggregate<br>indebtedness)                     |     | ಕ್ಕಾ  | 612,532                  |
| Ratio of aggregate indebtedness to net capital                                                       |     |       | 8.40 to                  |

There are no material differences between the preceding computation and the Company's corresponding unaudited Part II of Form X-17A-5 as of September 30, 2025.

{17}------------------------------------------------

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{18}------------------------------------------------

![](_page_18_Picture_0.jpeg)

# Report of Independent Registered Public Accounting Firm

To the Member of Agentis Capital Markets US, LLC

We have reviewed management's statements, included in the accompanying Agentis Capital Markets US, LLC's Exemption Report (the exemption report), in which:

1) Agentis Capital Markets US, LLC, does not claim an exemption under paragraph (k) of 17 C.F.R. §240.15c3-3; and

2) Agentis Capital Markets US, LLC, states Agentis Capital Markets US, LLC, is filing the exemption report relying on Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. §240.17a-5 (Footnote 74) because, throughout the most recent fiscal year, without exception:

- · Agentis Capital Markets US, LLC, limits its business activities exclusively to (1) effecting securities transactions via subscriptions on a subscription way basis where the funds are payable to the issuer or its agent and not to Agentis Capital Markets US, LLC; (2) receiving transaction-based compensation for identifying potential merger and acquisition opportunities for clients, and
- · Agentis Capital Markets US, LLC (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, other than funds received and promptly transmitted for effecting transactions via subscriptions on a subscription way basis where the funds are payable to the issuer or its agent and not to the Agentis Capital Markets US, LLC; (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3).

Agentis Capital Markets US, LLC's management is responsible for compliance with the provisions of Footnote 74 and its statements.

Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about Agentis Capital Markets US, LLC's compliance with the provisions of Footnote 74. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion.

Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based on the provisions of Footnote 74 of SEC Release No. 34-70073.

Eaker Tilly US, LLP

Dallas, Texas December 11, 2025

Baker Tilly Advisory Group, LP and Baker Tilly US, LLP, trading as Baker Tilly, are members of the global network of Baker Tilly International Ltd., the members of which are separate and independent legal entities. Baker Tilly US, LLP is a licensed CPA firm that provides assurance services to its clients. Baker Tilly Advisory Group, LP and its subsidiary entities provide tax and consulting services to their clients and are not licensed CPA firms.

{19}------------------------------------------------

## AGENTIS CAPITAL MARKETS US, LLC Exemption Report

Agentis Capital Markets US, LLC is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R. §240.17a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. §240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following:

(1) The Company does not claim an exemption under paragraph (k) of 17 C.F.R. § 240. 15c3-3, and

(2) The Company is filing this Exemption Report relying on Footnote 74 of the SEC Release No. 34-70073 (2) The Company of Ming and C.F.R. § 240.17a-5 because the Company limits its business activities the exclusively to: (1) effecting securities transactions via subscriptions on a subscription way basis where the funds are payable to the issuer or its agent and not to the Company; (2) receiving transaction-based compensation for identifying potential merger and acquisition opportunities for clients, and the Company (1) did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, (other than funds received and promptly transmitted for effecting transactions via subscriptions on a subscription way basis where the funds are payable to the issuer or its agent and not to the Company); (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception.

Agentis Capital Markets US, LLC

I, Robert Van Belle, swear that, to my best knowledge and belief, this Exemption Report is true and correct.

By: CEO

12-05-2025


Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.