Full text of GLOBACAP PRIVATE MARKETS INC.'s X-17A-5 filed 2025-04-15 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## **FINANCIAL STATEMENT AND REPORT OF INDEPENDENT REGISTERERED PUBLIC ACCOUNTING FIRM** ## **Pursuant to Rule 17a-5(d) of the Securities and Exchange Commission** **For the Period July 1, 2024 (date of registration) through December 31, 2024** {1}------------------------------------------------ | UNITED STATU<br>St:CURITIES ANO EXCHANGE COMMISSION<br>Washington, O.C. 20549<br>ANNUAL REPORTS | | | "'-<br>OMS Numw. 323>-0123<br>Elci)i:teS:Nov.30,20M<br>btim11t1:d everase burdt:ln<br>hovtssw response: 12 | | |----------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------|---------|------------------------------------------------------------------------------------------------------------|--| | | | | | | | | FORM X-17A•S | | SEC Fill NUMBER | | | PART Ill | | | 8-71181 | | | | FACING PAGE | | | | | | Information Required Pursuant to Rules 11,-s, 11a u, and 18a-7 under the SfQ.lrltl0'\$ bc:hange Act of 1934 | | | | | | FILING FOR THE PERIOD BEGINNING 07/01 t24<br>AND ENDING l 2/3l l24 | | | | | | ----M-M-,-/00-c/'N-,--- | | •----M-M/--cOO-,,/'Nc--- | | | | A. REGISTRANT IDENTIFICATION | | | | | | i'IAME OF FIRM: Globacap Private Markets Inc. | | | | | TYPE Of REGISTRANT {check all applicable boxes):<br>■ Broker-dealer<br>0 | D Security-based swap dealer<br>Chcc;t he-141 ifrespondent lsa1so ;,n OTC dcrivatiws dealer | | D Major security-based swap participant | | | | ADDRESS OF PRINCIPAl PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 42 Broadway, Suite 12·129 | | | | | | | (No, and Street) | | | | | New York | NY | | 10004 | | | ICltv) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Andrew Pedvis | 646-479-6743 | | andrew.pedvis@globac& | | | | {Area Code- Tele:phone Numbl!f) | | (Email Address) | | | | 8. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing• | | | | | Sanville & Company, LLC | | | | | | | (t.l.lme - if individual, state last,. first, and middle name> | | | | | | Dallas | TX | 75201 | | | | | (St;ne) | (Zlpc.ode) | | | | !City) | | | | | | | 169 | | | | 325 North Saint Paul St., Suite 3100<br>(Addr1tu><br>09/18/2003<br>(Date of R.e1tiW1tion with PCA0Sl(lf ep,plieab!e> | FOR OFFICIAL USE ONLY | | (PCA0S R "'Stration Number i…Read the full text as markdown