Full text of AXOM PARTNERS LLC's X-17A-5 filed 2025-02-28 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ #### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 ## **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | | FACING PAGE | |--|-------------| | | | **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** | FILING FOR THE PERIOD BEGINNING | ---------<br>05131124 | AND ENDING | ----------<br>12/31/24 | | |---------------------------------|-----------------------|--------------|------------------------|--| | | MM/DD/VY | | MM/DD/VY | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME oF FIRM: _AX __ O_M_ | P_a_rt_n_e_rs_L_L_C | ____________ | _ | | TYPE OF REGISTRANT (check all applicable boxes): C!l Broker-dealer D Security-based swap dealer D Major security-based swap participant □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) ## 3451 N. Triumph Blvd. - Suite 100 | | (No. and Street) | | | | |-------------------------------------------------------------------------------------------------------------|----------------------------------------------------------------------------|-----------------|------------------------------------------|--| | Lehi | Utah | | 84043 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Brandon Hightower | (415) 385-7850 | | Brandon@axompartners.com | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Ernst Wintter & Associates LLP | | | | | | | (Name - if individual, state last, first, and middle name)<br>Walnut Creek | CA | | | | 675 Ygnacio Valley Road - | Suite A200 | | 94546 | | | (Address)<br>02/24/2009 | (City) | (State)<br>3438 | (Zip Code) | | | rte of Reg;stcat;oo w;th PCAOB)[;f app!;cableJ | | | (PCAOB Regdcafoo N"mbec, ff app!;cableJI | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Persons who are to respond…Read the full text as markdown