Full text of USMART CAPITAL, LLC's X-17A-5 filed 2026-02-13 (period 2025-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ **uSMART Capital, LLC Report Pursuant to Rule 17a-5 (d) Financial Statement For the Period January 24 to December 31, 2025** {1}------------------------------------------------ **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0 MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-S PART** Ill | SEC FILE NUMBER | | |-----------------|--| | 8-71200 | | **FACING PAGE** | Information Required Pursuant to Rules 17a-5, 17a-12, and l Sa-7 under the Securities Exchange Act of 1934 | | | | | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|-------------------------|------------------------------------------|--|--| | FILING FOR THE PERIOD BEGINNING | ----------<br>1/24/25 | AND ENDING | -----------<br>12/31/25 | | | | | | MM/DD/ YY | | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | uSmart<br>Capital,<br>NAME OF FIRM: | ____________________________<br>LLC | | | _ | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>□ Securit<br>□ Broker-dealer<br>■<br>D Check here if respondent is also an OTC derivatives dealer | y-based swap dealer | | | □ Major security-based sw ap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 477<br>Madison<br>Avenue, | 6th<br>Floor | | | | | | | | {No. and Street) | | | | | | | New<br>York | NY | | 10022 | | | | | {City) | {State) | | | {Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Steven<br>C<br>Bender | 646.290.7248 | | | steven.bender@usmartcapital.com | | | | {Name) | (Area Code - Telephone Number)<br>{Email Address) | | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT w hose reports are contained in this filing*<br>DCPA | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | 2121<br>Avenue<br>of<br>the | Stars<br>Century<br>City | | CA | 90067 | | | | {Address) | (City) | | {State) | (Zip Code) | | | | 9/15/2020 | | 6567 | | | | | | | | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be s…