Full text of HEG SECURITIES, LLC's X-17A-5 filed 2025-11-26 (period 2025-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 | ANNUAL REPORTS | |----------------| | FORM X-17A-5 | | PART III | | | | | SEC FILE NUMBER | | |--|---------|--|-----------------|--| | | 8-71212 | | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 filing for the period beginning 09/23/24 AND ENDING 09/30/25 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: HEG SECURITIES, LLC TYPE OF REGISTRANT (check all applicable boxes): @ Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 660 Steamboat Rd, 4th Floor (No. and Street) Greenwich 06830 CT (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Ilina Stamova (212) 668-8700 istamova@acisecure.com (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* WithumSmith+Bown, PC (Name – if individual, state last, first, and middle name) 200 Jefferson Park, Suite 400 Whippany NJ 07981 (Address) (State) (Zip Code) (City) 10/08/2003 100 (PCAOB Registration Number, if applicable) (Date of Registration with PCAOB)(if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | Christopher Cercy | , swear (or affirm) that, to the best of my knowledge and belief, the | | |----------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------| | financial report pertaining to the firm of HEG Securities, LLC | | as of | | 0/20<br>2006 | Comments of the considered on the many construction of the contribution of the…