Full text of LIVERMORE TRADING GROUP, INC.'s X-17A-5 filed 2024-04-11 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 # ANNUAL REPORTS FORM X-17A-5 PART III | | Estimated average burden<br>hours per response: | 12 | | |--|-------------------------------------------------|----|--| | | SEC FILE NUMBER | | | | | 8-45248 | | | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 Filing for the period beginning 01/01/2023 AND ENDING\_12/31/2023 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: Livermore Trading Group, Inc. TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer ander Security-based swap dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 11 Wall Street, 10th Floor (No. and Street) New York NY 10005 (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING Michael Chiarovano 212-668-8700 mchiarovano@acisecure.com (Name) (Area Code – Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* Nawrocki Smith LLP (Name – if individual, state last, first, and middle name) 100 Motor Parkway, Suite 580 Hauppauge NY 11788 (Address) (City) (State) (Zip Code) 03/04/2009 3370 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ ## OATH OR AFFIRMATION | Vincent Napolitano -----------------------------------------------------------------------------------------------------------------------------------------------------------------------------financial report pertaining to the firm of Livermore Trading Group, Inc. as of CEO 12/31 officer, director ............................................................................................................................................................ partner, o…Read the full text as markdown