Full text of LIME TRADING CORP's X-17A-5/A filed 2024-05-23 (period 2023-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## Lime Trading Corp. ### FINANCIAL STATEMENTS ### DECEMBER 31, 2023 Confidential Treatment Requested under SEC Rule 17a-5(e)(3) This report is deemed CONFIDENTIAL in accordance with Rule 17a-5(e)(3) under the Securities Exchange Act of 1934. A statement of financial condition, issued separately, has been filed with the Securities and Exchange Commission simultaneously herewith as a Public Document. {1}------------------------------------------------ ### CONTENTS | FACING PAGE………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………………… | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | OATH OR AFFIRMATION | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 3 | | ### FINANCIAL STATEMENTS | STATEMENT OF FINANCIAL CONDITION<br>STATEMENT OF INCOME<br>STATEMENT OF CASH FLOWS<br>STATEMENT OF CHANGES IN LIABILITIES SUBORDINATED TO CLAIMS OF<br>GENERAL CREDITORS<br>NOTES TO FINANCIAL STATEMENTS | | |-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--| | | | | STATEMENT OF STOCKHOLDER'S EQUITY | | | | | | | | | | | | | | | | | ### SUPPLEMENTAL INFORMATION | SCHEDULE I - COMPUTATION OF NET CAPITAL UNDER RULE 15c3-1 | | |---------------------------------------------------------------------------------------------------------------------------------------------|--| | SCHEDULE II - COMPUTATION FOR DETERMINATION OF RESERVE<br>REQUIREMENTS UNDER RULE 15c3-3 | | | SCHEDULE III - STATEMENT OF SEGREGATION REQUIREMENTS AND FUNDS<br>IN SEGREGATION FOR CUSTOMERS TRADING ON U.S. COMMODITY<br>EXCHANGES | | | SCHEDULE IV - STATEMENT OF CLEARED SWAPS SEGREGATION<br>REQUIREMENTS AND FUNDS IN CLEARED SWAPS CUSTOMER ACCOUNTS<br>UNDER 4D(F) OF THE CEA | | | SCHEDULE V - STATEMENT OF SECURED AMOUNTS AND FUNDS HELD IN<br>SEPARATE ACCOUNTS PURSUANT TO COMMISSION REGULATION 30.7 | | | REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM<br>ON THE EXEMPTION REPORT | | | EXEMPTION REPORT | | | INDEPENDENT AUDITOR'S REPORT ON INTERNAL CONTROL | | {2}------------------------------------------------ #### UNITED STATES SECURITIES AND EXCHANGE…Read the full text as markdown