Full text of J.H. DARBIE & CO., INC.'s X-17A-5 filed 2024-05-31 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | |-------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------|-------------------------------------------------|--|--| | | SECURITIES AND EXCHANGE COMMISSION | | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026 | | | | | Washington, D.C. 20549 | | Estimated average burden | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | 8-50335 | | | | | PART III | | | | | | | | | | | | | | FACING PAGE | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | | | | | | | FILING FOR THE PERIOD BEGINNING 04/01/2023 ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF FIRM: J.H. Darbie & Co., Inc. | | | | | | | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer | | | | | | | Check here if respondent is also an OTC derivatives dealer | | | [] Major security-based swap participant | | | | | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 48 Wall St, Suite 1206 | | | | | | | | (No. and Street) | | | | | | New York | NY | | 10005 | | | | | | | | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | HASNAIN NAVEED | | | HNAVEED@ACISECURE.COM | | | | | 212-668-8700 | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | | | | | | Tuttle & Bond, PLLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 2954 Goehmann Lane | Fredericksburg | TX | 78624 | | | | | (City) | (State) | (Zip Code) | | | | (Address)<br>March 19, 2019 | | 6543 | | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | accountant must be supported by a statement of fact CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.17a-…Read the full text as markdown