Full text of SUPERVISION PARTNERS LLC's X-17A-5 filed 2024-06-20 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | | | | OMB APPROVAL | | |-----------------------------------------------------------------------------------------------------------|------------------------------------------------------------|------------|----------------------------------------------------|--------------|--| | UNITED STATES | | | QMB Number: 3235-0123 | | | | SECURITIES AND EXCHANGE COMMISSION<br>Washington, D.C. 20549 | | | Expires: Nov. 30, 2026<br>Estimated average burden | | | | | | | hours per response: 12 | | | | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | | FORM X-17A-5 | | | | | | | PART III | | | | | | | | | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | FILING FOR THE PERIOD BEGINNING 04/01/23 AND ENDING 03/31/24 | | | | | | | MM/DD/YY | | | AMOD MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | | | | | | NAME OF FIRM: Supervision Partners, LLC | | | | | | | TYPE OF REGISTRANT (check all applicable boxes): | | | | | | | Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 641 Lexington Ave, 17th Floor | | | | | | | | (No. and Street) | | | | | | New York | NY | | | 10022 | | | (City) | (State) | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Jim Leahy | 212-257-5783<br>JLeahy@Supervisionbrokerage.com | | | | | | (Name) | (Email Address)<br>(Area Code - Telephone Number) | | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filling* | | | | | | | YSL & Associates LLC | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 11 Broadway, Ste 700 | New York | NY | | 10004 | | | (Address) | (City) | (State) | | (Žip Code) | | | June 6, 2006 | | 2699 | | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | | | * Claims for exemption from the requirement that the annual reports of an independent public | | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not req…Read the full text as markdown