Full text of ENERGY SHARES, LLC.'s X-17A-5 filed 2024-06-26 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 | OMB APPROVAL | |---------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | 12<br>hours per response: | | | ## ANNUAL REPORTS FORM X-17A-5 PART III | SEC LIFE INVINDER | |-------------------| | 8-70758 | | | | | FACING PAGE | | | | |-------------------------------------------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------|-----------------------------------------|--------------------------------------------|--| | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>AND ENDING 03/31/24 | | | | | | filing for the period beginning 04/01/23<br>MM/DD/YY | | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Energy Shares, LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>■ Broker-dealer<br>□ Check here if respondent is also an OTC derivatives dealer | | □ Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 301 N. Lake Ave, Suite 950 | | | | | | | (No. and Street) | | | | | Pasadena | CA | | 91101 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Michael Chiarovano | (212) 668-8700 | mchiarovano@acisecure.com | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Nawrocki Smith LLP | | | | | | 100 Motor Parkway, Suite 580 Hauppauge | (Name - if individual, state last, first, and middle name) | NY | 11788 | | | (Address) | (City) | (State) | (Zip Code) | | | 03/04/2009 | | 3370 | | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | | FOR OFFICIAL USE ONLY<br>nual reports be covered by the reports of an independent public | | | | \* Claims for exemption from the requirement that the annual reports be Claims for exemption from the requirement mat the annual lepons be covered by the mappen to relieve in the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. CFR 240.17a-5(e){2)(i), it applicable. Persons who are to respond to the collecti…Read the full text as markdown