Full text of OPTIONALITY SECURITIES, LLC's X-17A-5 filed 2024-06-27 (period 2024-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ {1}------------------------------------------------  - - - - - - - - - - - - - - - - - - - - - - - - - - {2}------------------------------------------------ **Financial Statements and Supplemental Information Pursuant to Rule 17a-5 under the Securities Exchange Act of 1934** **For the Fiscal Year Ended March 31, 2024** **With Report of Independent Registered Public Accounting Firm** {3}------------------------------------------------ ## **Contents** | For the Fiscal Year Ended March 31, 2024 | | |--------------------------------------------------------------------------------------------------------------------|-----| | Report of Independent Registered Public Accounting Firm | 1 | | Financial Statements | | | Statement of Financial Condition | 2 | | Statement of Operations | 3 | | Statement of Changes in Member's Equity | 4 | | Statement of Cash Flows | 5 | | Notes to Financial Statements | 6-8 | | Supplemental Information | | | Schedule I - Computation of Net Capital Under Rule 15c3-1 of<br>the Securities and Exchange Commission Act of 1934 | 9 | | Schedule II - Computation for Determination of Reserve Requirements<br>under Rule 15c3-3 (EXEMPTION) | 10 | | Schedule III - Information for Possession or Control Requirements<br>Under Rule 15c3-3 (EXEMPTION) | 10 | | Report of Independent Registered Public Accounting Firm | 11 | | Exemption Report | 12 | {4}------------------------------------------------  ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member of Optionality Securities, LLC: ## **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Optionality Securities, LLC (the "Company") as of March 31, 2024, the related statements of operations, changes in member's equity, and cash flows for the year then ended, and the related notes (collectively referred to as the "financial statements"). In our opinion, the financial statements present fairly, in all material respects, the financial position of Optionality Securities, LLC as of March 31, 2024, and the results of its operations and its cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ## **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's f…Read the full text as markdown