Full text of FENNEL FINANCIALS LLC's X-17A-5 filed 2024-09-09 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 # **ANNUAL REPORTS FORM X-17A-5 PART** Ill 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated **average** burden hours per response: 12 | SEC FILE NUMBER | | |-----------------|--| | 8-70779 | | **FACING PAGE** **Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934** FILING FOR THE PERIOD BEGINNING **07 /01 /23** AND ENDING **06/30/24** MM/00/YY MM/00/YY **A. REGISTRANT IDENTIFICATION** # NAME OF FIRM: FENNEL FINANCIALS LLC TYPE OF REGISTRANT (check all applicable boxes): [!] Broker-dealer □ Security-based swap dealer D Check here if respondent is also an OTC derivatives dealer □ Major security-based swap participant ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P .0. box no.) # 450 LEXINGTON AVENUE, 4TH FLOOR | | | (No. and Street) | | | | |------------------------------------------------------------|------------------------------------------------------------|---------------------------------------|-----------------|--------------------------------------------|--| | NEW<br>YORK | | NY | | 10017 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO | THIS FILING | | | | | | Keith<br>George | (212) | 668-8700 | | kgeorge@acisecure.com | | | (Name) | (Area Code -Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose<br>BRIAN<br>W<br>ANSON | CPA<br>, | reports are contained in this filing* | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 18455<br>BURBANK | BLVD<br>#404 | TARZANA | CA | 91356 | | | (Address} | (City) | | (State) | (Zip Code) | | | September<br>15<br>2005<br>, | | | 2370 | | | | (rte of Registration with PCAOB}(lf applicable) | | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | | | | | | | •claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. see 17 CFR 24o.17a-S(e}(l}(ii), if applicable. **Persons who are to respond to the collection of Information contained In this form are not required to respond unless the form displays a currently valid 0MB control number.** {1}------------------------------------------------ # **OA…Read the full text as markdown