Full text of QUINT CAPITAL CORPORATION's X-17A-5 filed 2024-10-16 (period 2024-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | | UNITED STATES | | OMB APPROVAL | | | |-------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------------------------------|---------------------|---------------------------------------|--|--| | SECURITIES AND EXCHANGE COMMISSION | OMB Number: 3235-0123<br>Expires: Nov. 30, 2026<br>Estimated average burden<br>hours per response: 12 | | | | | | | SEC FILE NUMBER | | | | | | | ANNUAL REPORTS<br>FORM X-17A-5 | | | | | | | PART III | | 8-42649 | | | | information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934<br>filing for the period beginning 07/01/23 | FACING PAGE | AND ENDING 06/30/24 | | | | | | MM/DD/YY | | MM/DD/YY | | | | | A. REGISTRANT IDENTIFICATION | | | | | | NAME OF FIRM: QUINT CAPITAL CORPORATION | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | | Major security-based swap participant | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | 230 PARK AVENUE, STE 908 | | | | | | | | (No. and Street) | | | | | | NEW YORK | NY | | 10169 | | | | (City) | (State) | | (Zip Code) | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | ALEXANDER QUINT | (212) 682-5090 | | | | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | NAWROCKI SMITH, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | 100 MOTOR PARKWAY, SUITE 580 HAUPPAUGE | | NY | 11788 | | | | (Address) | (City) | (State) | (Zip Code) | | | | 03/04/2009 | | 3370 | | | | (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) # FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond uniess the form displays a currently valid OMB control number.…Read the full text as markdown