DISRUPTIVE SECURITIES, LLC X-17A-5 (2025-01-16) — Broker-dealer annual report

Full text of DISRUPTIVE SECURITIES, LLC's X-17A-5 filed 2025-01-16 (period 2024-09-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.

Document text (excerpt)

{0}------------------------------------------------ ## **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** 0MB APPROVAL 0MB Number; 3235-0123 Expires; Nov. 30, 2026 Estimated average burden hours per response: 12 # **ANNUAL REPORTS FORM X-17A-5 PART Ill** | SEC FILE NUMBER | | |-----------------|--| | 8-70241 | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|---------------------------------|-----------------------|-----------------------|--|--|--| | FILING FOR THE PERIOD BEGINNING 10/1/2023 | | AND ENDING 09/30/2024 | | | | | | | MM/DD/VY | | MM/DD/VY | | | | | A.<br>REGISTRANT IDENTIFICATION | | | | | | | | NAME oF FIRM: Disruptive Securities, LLC | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>D Major security-based swap participant<br>[!) Broker-dealer<br>□ Security-based swap dealer<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | | | 11150 Santa Monica BLVD. Suite 1680 | | | | | | | | | (No. and Street) | | | | | | | Los Angeles | CA | | 90025 | | | | | (City) | (State) | | (Zip Code) | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Chris Meyers | (212)<br>668-8700 | | cmeyers@acisecure.com | | | | | (Name) | (Area Code -Telephone Number) | (Email Address) | | | | | | | B.<br>ACCOUNTANT IDENTIFICATION | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | | | Citrin Cooperman & Company, LLP | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 50 Rockefeller Plaza | New York | NY | 10020 | | | | | l"<br>(Address} | (City) | (State) | (Zip Code) | | | | | 11/02/2005 | | 2468 | | | | | | of R,g;,u,uoa w;th PCAOB)lff appUcabl,)<br>(PCAOB R,g;s1ca1;00 N,mb", ;f appHcabl•) | | | | | | | | | FOR OFFICIAL USE ONLY | | I | | | | \* Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-S(e)(l)(ii), if applicable. **Perso…

Read the full text as markdown

Other filings by this registrant

Original filing on SEC EDGAR (source of record)