Full text of NVSTR FINANCIAL LLC's X-17A-5 filed 2025-02-06 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ### **UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549** **ANNUAL REPORTS FORM X-17A-5 PART Ill** 0MB APPROVAL 0MB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per response: 12 SEC FILE NUMBER 8-69642 **FACING PAGE** **Information Required Pursuant to Rules 17a-S, 17a-12, and 18a-7 under the Securities Exchange Act of <sup>1934</sup>** | 1<br>1<br>12<br>4<br>1<br>21<br>3<br>1<br>12<br>4<br>0<br>I0<br>FILING FOR THE PERIOD BEGINNING<br>_____ AND ENDING _<br>_<br>_<br>_<br>_<br>_<br>_ | | | | | | | |---------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------------------------------|---------------------------------------------|--|--|--|--| | | MM/DD/VY | _<br>_<br>_<br>_<br>_<br>____ _<br>MM/DD/YY | | | | | | A. REGISTRANT IDENTIFICATION | | | | | | | | NAME OF FIRM: NVSTR<br>Financial<br>LLC<br>dba<br>Tornado | | | | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>E!J Broker-dealer<br>□ Security-based swap dealer<br>D Major<br>security-based swap participant<br>D Check here if respondent is also an OTC derivatives dealer | | | | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O.<br>box no.) | | | | | | | | 135<br>Madison<br>Ave | | | | | | | | (No. and Street) | | | | | | | | New<br>York | NY | 10001 | | | | | | (City) | (State) | (Zip Code) | | | | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | | Monique<br>Romero | 212-668-8700 | mromero@acisecure.com | | | | | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained<br>in this filing*<br>DCPA | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | | | | 2121<br>Avenue<br>of<br>the<br>Stars<br>#800 | Century<br>City | CA<br>90067 | | | | | | (Address)<br>09/15/2020 | (City) | (State)<br>(Zip Code)<br>6567 | | | | | (rat• of Registration with PCAOBJ(if applicable) **FOR OFFICIAL USE ONLY** (PCAOB Registration Number, if applicable) I • Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption…Read the full text as markdown