Full text of J.C. FLOWERS SECURITIES CO. LLC's X-17A-5 filed 2025-03-04 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov 30, 2026 Estimated average burden hours per response: 12 # ANNUAL REPORTS FORM X-17A-5 PART III SEC FILE NUMBER 8-69325 MM/DD/YY FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 FILING FOR THE PERIOD BEGINNING 01/01/2024 FILING FOR THE PERIOD BEGINNING 01/01/2024 FILING FOR THE PERIOD BEGINNING 01/01/2024 FILING FOR THE PERIOD BEGINNING 01/01/2024 FI AND ENDING 12/31/2024 A. REGISTRANT IDENTIFICATION # NAME OF FIRM: J.C. Flowers Securities Co. LLC TYPE OF REGISTRANT (check all applicable boxes): Broker-dealer □ Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) # 767 5th Avenue, 23rd Floor | | | (No. and Street) | | | | |--------------------------------------------------------------------------------------------------|------------------------------------------------------------------------------------------------|------------------------------------------------------------|-----------------|----------------------|--| | New York | | NY | | 10153 | | | (City) | | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | | Vrinda Arora | | (212)-668-8700 | | varora@acisecure.com | | | (Name) | | (Area Code - Telephone Number) | (Email Address) | | | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>Nawrocki Smith, LLP | | | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 Motor Parkway, Suite 580 Hauppauge | | | NY | 11788 | | | (Address) | | (City) | (State) | (Zip Code) | | | March 4, 2009 | | | 3370 | | | | | (PCAOB Registration Number, if applicable)<br>(Date of Registration with PCAOB)(if applicable) | | | | | | | | FOR OFFICIAL USE ONLY | | | | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION | Sally Rocker | swear (or affirm) that, to the best of my knowledge and belief, t…Read the full text as markdown