# OASIS PRO MARKETS LLC X-17A-5 (2025-04-02) — Broker-dealer annual report - Company: OASIS PRO MARKETS LLC - Form: X-17A-5 - Filed: 2025-04-02 - Period: 2024-12-31 - Accession: 0002013816-25-000064 - CIK: 1456250 - File #: 8-68164 - Type: Broker-dealer - Material weakness: No - Auditor: Nawrocki Smith LLP - Auditor location: Hauppauge, NY - Contact: Robert Yostpille - Phone: 203-309-6009 - Email: bob@oasispromarkets.com - Website: oasispromarkets.com - Signed by: Robert Yostpille (Executive Vice President) Original filing: https://www.sec.gov/Archives/edgar/data/1456250/000201381625000064/oasisaudit.pdf --- {0}------------------------------------------------ | | UNITED STATES
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hours per response: 12 | | |--------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------------------------------------------|------------|-----------------------------------------------------------------------------------------------------------------------|--| | | ANNUAL REPORTS | | SEC FILE NUMBER | | | | FORM X-17A-5 | | 8-68164 | | | | PART III | | | | | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | FACING PAGE | | | | | FILING FOR THE PERIOD BEGINNING | 01/01/2024 | AND ENDING | 12/31/2024 | | | | MM/DD/YY | | MM/DD/YY | | | | A. REGISTRANT IDENTIFICATION | | | | | NAME OF FIRM: Oasis Pro Markets LLC | | | | | | TYPE OF REGISTRANT (check all applicable boxes):
Broker-dealer ☐ Security-based swap dealer
Check here if respondent is also an OTC derivatives dealer | | | Major security-based swap participant | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | | 1 Thorndal Circle | | | | | | | (No. and Street) | | | | | Darien | CT | | 06820 | | | (City) | (State) | | (Zip Code) | | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | | Robert Yostpille | (203) 309-5009 | | bob@OASISPROMARKETS.com | | | (Name) | (Area Code - Telephone Number) | | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing* | | | | | | Nawrocki Smith, LLP | | | | | | | (Name - if individual, state last, first, and middle name) | | | | | 100 Motor Parkway, Suite 580 Hauppauge | | NY | 11788 | | | (Address) | (City) | (State) | (Zip Code) | | | March 4, 2009 | | 3370 | | | | (Date of Registration with PCAOB)(if applicable) | FOR OFFICIAL USE ONLY | | (PCAOB Registration Number, if applicable) | | | *Claims for exemption from the requirement that the annual reports be covered by the reports of an independent public | | | | | accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ | Robert Yostpille | , swear (or affirm) that, to the best of my knowledge and belief, the | |------------------------------------------------------------------|-----------------------------------------------------------------------| | financial report nertaining to the firm of Oasis Pro Markets LLC | as of | ![](_page_1_Figure_3.jpeg) - - - - - - {2}------------------------------------------------ # **OASIS PRO MARKETS LLC** **AND SUPPLEMENTARY INFORMATI0N FINANCIAL STATEMENTS DECEMBER 31, 2024** {3}------------------------------------------------ ## **OASIS PRO MARKETS LLC** ## **DECEMBER 31, 2024** #### **Table of Contents** | | Page | |------------------------------------------------------------------------------------------------------------------------------------|--------| | Report of Independent Registered Public Accounting Firm | 1 -2 | | Financial Statements: | | | Statement of Financial Condition | 3 | | Statement of Operations | 4 | | Statement of Changes in Members Equity | 5 | | Statement of Cash Flows | 6 | | Notes to Financial Statements | 7 - 10 | | Supplementary Information: | | | I - Computation of Net Capital
Pursuant to Rule 15c3-1 of the Securities and Exchange Commission | 11 | | Other Information: | | | II - Computation for Determination of Reserve Requirements
Under Rule 15c3-3 of the Securities and Exchange Commission | 12 | | III- Information Relating to the Possession or Control Requirements
Under Rule 15c3-3 of the Securities and Exchange Commission | 12 | | Report of Independent Registered Public Accounting Firm on Exemption from Filing Compliance Report | | | Management Statement Regarding Compliance with the Exemption
Provisions of SEC Rule 15c3-3 | 13 | {4}------------------------------------------------ ![](_page_4_Picture_0.jpeg) ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member of Oasis Pro Markets, LLC: ## **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Oasis Pro Markets, LLC (the "Company") as of December 31, 2024, the related statements of operations, changes in member's equity, and cash flows for the year then ended, and the related notes (collectively referred to as the financial statements). In our opinion the financial statements present fairly, in all material respects, the financial position of Oasis Pro Markets, LLC as of December 31, 2024, and the results of its operations and cash flows for the year then ended in conformity with accounting principles generally accepted in the United States of America. ## **Basis for Opinion** These financial statements are the responsibility of the Company's management. Our responsibility is to express an opinion on the Company's financial statements based on our audit. We are a public accounting firm registered with the Public Company Accounting Oversight Board (United States) ("PCAOB") and are required to be independent with respect to the Company in accordance with the U.S. federal securities laws and the applicable rules and regulations of the U.S. Securities and Exchange Commission ("SEC") and the PCAOB. We conducted our audit in accordance with the standards of the PCAOB. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement, whether due to error or fraud. Our audit included performing procedures to assess the risks of material misstatement of the financial statements, whether due to error or fraud, and performing procedures that respond to those risks. Such procedures included examining, on a test basis, evidence regarding the amounts and disclosures in the financial statements. Our audit also included evaluating the accounting principles used and significant estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that our audit provides a reasonable basis for our opinion. ## **Auditor's Report on Supplemental Information** The supplemental information contained in Schedules I, II and III have been subjected to audit procedures performed in conjunction with the audit of the Company's financial statements. The supplemental information is the responsibility of the Company's management. Our audit procedures included determining whether the supplemental information reconciles to the financial statements or the underlying accounting and other records, as applicable, and performing procedures to test the completeness and accuracy of the information presented in the supplemental information. In forming our opinion on the supplemental information, we evaluated whether the supplemental information, including its form and content, is presented in conformity with 17 C.F.R. §240.17a-5. In our opinion, the supplemental information is fairly stated, in all material respects, in relation to the financial statements as a whole. {5}------------------------------------------------ ## **Substantial Doubt About the Company's Ability to Continue as a Going Concern** The accompanying financial statements have been prepared assuming that the Company will continue as a going concern. As discussed in Note 2 to the financial statements, the Company has suffered recurring losses from operations and has stated that substantial doubt exists about the Company's ability to continue as a going concern. Management's evaluation of the events and conditions and management's plans regarding these matters are also described in Note 2. The financial statements do not include any adjustments that might result from the outcome of this uncertainty. Our opinion is not modified with respect to this matter. We have served as Oasis Pro Markets, LLC's auditor since 2024. Hauppauge, New York April 1, 2025 {6}------------------------------------------------ ## **STATEMENT OF FINANCIAL CONDITION DECEMBER 31, 2024 OASIS PRO MARKETS LLC** #### **ASSETS** | Cash | \$
299,718 | |--------------------------------------------------------|---------------| | Fixed assets, net of accumulated depreciation \$10,379 | 15,091 | | Security deposit | 1,200 | | Due from parent | 22,845 | | Prepaid expenses | 3,154 | | Total assets | \$
342,008 | | LIABILITIES AND MEMBERS' EQUITY | | | Liabilities: | | | Accounts payable and accrued expenses | \$
71,538 | | Deferred Revenue | 5,000 | | Total liabilities | 76,538 | **Total liabilities and members' equity** \$ 342,008 Members' equity 265,470 See notes to financial statements {7}------------------------------------------------ ## **OASIS PRO MARKETS LLC STATEMENT OF OPERATIONS FOR THE YEAR ENDED DECEMBER 31, 2024** | REVENUE: | | |-------------------------------------------------|-------------------| | Other Income | \$
37 | | Interest income | 35 | | Total revenues | 72 | | Expenses: | | | Salaries and benefits | 836,714 | | Professional fees | 188,343 | | Communication expense | 125,087 | | Rent and office supplies | 66,422 | | Dues and subscriptions | 61,773 | | Regulatory fees | 52,359 | | Travel and entertainment | 45,600 | | Other expenses | 14,635 | | Depreciation | 5,518 | | Floor brokerage, exchange, license and reg fees | 485 | | Total expenses | 1,396,936 | | Net loss | \$
(1,396,864) | See notes to financial statements {8}------------------------------------------------ ## **OASIS PRO MARKETS LLC STATEMENT OF CHANGES IN MEMBERS** EQUITY **FOR THE YEAR ENDED DECEMBER 31, 2024** | Balance December 31, 2023 | \$
647,806 | |---------------------------|---------------| | Contributions | 776,530 | | Non-cash contributions | 237,998 | | Net loss | (1,396,864) | | Balance December 31, 2024 | \$
265,470 | See notes to financial statements {9}------------------------------------------------ ## **OASIS PRO MARKETS LLC STATEMENT OF CASH FLOWS FOR THE YEAR ENDED DECEMBER 31, 2024** | Cash flows from operating activities: | | |----------------------------------------------------------------------|-------------------| | Net loss | \$
(1,396,864) | | Adjustments to reconcile net income to net cash used by operating | | | activities: | | | Depreciation expense | 5,518 | | Changes in operating assets and liabilities: | | | Prepaid expenses & other assets | 62,399 | | Due from parent | 295,154 | | Severance liability | (288,000) | | Accounts payable and accrued expenses | (449,889) | | Net cash flows used by operating activities | (1,771,682) | | Cash flows provided by financing activities: Contributions by member | | | Contributions by member | 776,530 | | Non-cash contributions by member | 237,998 | | Net cash flows provided by financing activities | 1,014,528 | | Net decrease in cash | (757,154) | | Cash, beginning of year | 1,056,872 | | Cash, end of year | \$
299,718 | | | | See notes to financial statements {10}------------------------------------------------ ## **NOTES TO THE FINANCIAL STATEMENTS OASIS PRO MARKETS LLC DECEMBER 31, 2024** #### **1. Organization and Nature of Business** Oasis Pro Markets LLC (the "Company") is a registered broker-dealer with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority, Inc. (FINRA). The Company's ownership is 100% owned by Oasis Pro, Inc. and a new operating agreement was executed pursuant to the new structure. The current ownership structure was approved by FINRA in December 2021. The Company intends to operate an Alternative Trading System (ATS) platform that matches buyers and sellers (on an agency basis) of registered and unregistered exempt securities that may be represented on a blockchain in digital form; as well as over-thecounter ("OTC") corporate equity and debt securities. #### **2. GOING CONCERN** As an SEC- Registered and FINRA member broker-dealer, the company must maintain net capital on a daily basis in accordance with the SEC Uniform Net Capital Rule "(See Note 8)". The Company had a net loss of \$1,396,864 for the year ended December 31, 2024 and has recurring losses. The accompanying financial statements have been prepared assuming that the company will continue as a going concern. As stated above the company has suffered reoccurring losses from operations that raise substantial doubt about its ability to continue as a going concern. It is the intention of the parent company to continue to support and operate the Company for the twelve-month period from the date that these financial statements are issued and contribute the necessary capital to maintain the operations, fund its ongoing expenses and meet the net capital requirements of the SEC's Uniform Net Capital Rule. There is no guarantee the parent will be able to obtain capital at terms acceptable to the parent, if at all. At the date the financial statements were available to be issued, there were no firm commitments related to revenues. #### *3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES* #### **Use of Estimates** The preparation of the financial statements in conformity with generally accepted accounting principles requires management to make reasonable estimates and assumptions that affect the reported amounts of the assets and liabilities and disclosure of contingent assets and liabilities and the reported amounts of revenues and expenses at the date of the financial statements and for the period they include. Actual results may differ from these estimates. #### **Cash** For the purpose of calculating changes in cash flows, cash includes all cash balances and highly liquid short-term investments with original maturity date of three months or less. The Company maintains its cash in bank deposit accounts, which, at times, may exceed federally insured limits. The Company has not experienced any losses in such accounts. The Company believes it is not exposed to any significant credit risk on cash. #### **Income taxes** The Company's taxable income is reported by the individual members and therefore, no provision for federal income taxes has been included in these financial statements. #### **Uncertain tax positions** The Company recognizes and measures its unrecognized tax benefits in accordance with Financial Accounting Standards Board ("FASB") Accounting Standards Codification ("ASC") 740, Income Taxes. Under that guidance, the Company assesses the likelihood, based on their technical merit, that tax positions will be sustained upon examination based on the facts, circumstances and information available at the end of each period. The measurement of unrecognized tax benefits or liabilities is adjusted when new information is available, or when an event occurs that requires a change. The Company has concluded that no tax benefits or liabilities are required to be recognized. {11}------------------------------------------------ ## **NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2024 OASIS PRO MARKETS LLC** #### *3. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued)* #### **Revenue Recognition** In accordance with ASU No. 2014-09, "Revenue from Contracts with Customers" ("ASC Topic 606") revenues from contracts with customers is recognized when, or as, the Company satisfies its performance obligations by transferring the promised services to the customers. A service is transferred to a customer when, or as, the customer obtains control of that service. A performance obligation may be satisfied at a point in time or over time. Revenue from a performance obligation satisfied at a point in time is recognized at the point in time that the Company determines the customer obtains control over the promised service. Revenue from a performance obligation satisfied over time is recognized by measuring the Company's progress in satisfying the performance obligation in a manner that depicts the transfer of the services to the customer. The amount of revenue recognized reflects the consideration the Company expects to receive in exchange for those promised services (i.e., the "transaction price"). In determining the transaction price, the Company considers multiple factors, including the effects of variable consideration, if any. #### **Credit Losses** The Company recognizes and measures credit losses in accordance with ASC Topic 326, Financial Instruments – Credit Losses ("ASC 326"). ASC 326 impacts the impairment model for certain financial assets by requiring a current expected credit loss ("CECL") methodology to estimate expected credit losses over the entire life of the financial asset. The Company has determined that there are no expected credit losses in certain circumstances (e.g., based on the credit quality of the customer/counterparty). #### **Leases** The Company accounts for lease agreements in accordance with ASC 842 Leases, which recognizes two types of leases – finance leases and operating leases. The standard requires that a lessee recognize an asset and liability balance on the statement of financial condition relating to leases with terms of more than twelve months. The recognition, measurement, and presentation of expenses and cash flows arising from a lease by a lessee will depend on its classification as a finance or operating lease. Right of use assets ("ROU") represent the right to use an underlying asset for the lease term and lease liabilities represent our obligation to make lease payments arising from the lease. Operating lease ROU assets and liabilities are recognized at commencement date based on the present value of lease payments over the lease term. Present value is typically computed using the Company's incremental borrowing rate because the lease implicit rate is not available. #### **Segment Reporting** The Company follows ASC 280, Segment Reporting (including adoption of ASU 2023-07), which requires companies to disclose segment data based on how management makes decisions about allocating resources to segments and evaluating performance. #### *4. CONTINGENCIES* The Company evaluates contingencies on an ongoing basis. At December 31, 2024, the Company is not aware of any contingent liabilities that could have a subsequent material adverse effect on the results of operations. ![](_page_11_Picture_13.jpeg) {12}------------------------------------------------ ## **OASIS PRO MARKETS LLC NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2024** #### *5. RISK AND UNCERTAINTIES* In the normal course of business, the Company enters into contracts that contain a variety of representations and warranties that provide indemnifications under certain circumstances. The Company's maximum exposure under these arrangements is unknown, as this would involve future claims that may be made against the Company that have not yet occurred. The Company expects the risk of future obligation under these indemnifications to be remote. There are risks related to commencing any new business including attracting and retaining new employees, creating an efficient operations platform, acceptance by the marketplace of the business created, and its ability to generate profitable operations and positive cash flows. ## *6. FIXED ASSETS* Fixed assets consist of computers and hardware of \$25,470 and accumulated depreciation of \$10,379 at December 31, 2024. Depreciation expense for the period from January 1, 2024 to December 31, 2024 was \$5,518. #### *7. NET CAPITAL REQUIREMENTS* The Company is subject to the uniform net capital requirements of Rule 15c3-1 of the Securities and Exchange Act, as amended, which requires the Company to maintain, at all times, sufficient liquid assets to cover indebtedness. In accordance with the Rule, the Company is required to maintain defined minimum net capital of the greater of \$250,000 or 6 2/3% of aggregate indebtedness. At December 31, 2024, the Company had net capital, as defined, of \$223,180, which is below the required minimum net capital of \$250,000 by \$26,820. Aggregate indebtedness at December 31, 2024 totaled \$76,539. The Company's percentage of aggregate indebtedness to net capital was 34.29%. ### *8.**RELATED PARTY TRANSACTIONS* The Company and the Parent entered into an expense sharing agreement in November of 2023, and will be effective in 2024. This allows for expenses to be more ratably shared among entities. In 2024, the Parent paid certain expenses of \$746,739 on the Company's behalf. The Company recognized these expenses in various expense categories in the Statement of Operations. As expenses are incurred by either the Company or the Parent, a receivable or payable is created to account for the proper allocation of expenses. At December 31, 2024, there was a receivable from the Parent in the amount of \$22,845. ![](_page_12_Picture_14.jpeg) {13}------------------------------------------------ ## **OASIS PRO MARKETS LLC NOTES TO THE FINANCIAL STATEMENTS DECEMBER 31, 2024** ### *9.**SEGMENT REPORTING* The Company is engaged in a single line of business as a broker-dealer, and has been approved to operate an ATS platform on an agency basis. The Company has identified its Chief Executive Officer as the Chief Operating Decision Maker ("CODM") collectively. The CODM uses revenues, compensation and benefits expense, non-compensation operating expenses, net income, and cash flow to manage the Company. Additionally, the CODM uses excess net capital (see Note 7), which is not a measure of profit and loss, to make operational decisions while maintaining capital adequacy. The Company's operations constitute a single operating segment and therefore, a single reportable segment, because the CODM manages the business activities using information of the Company as a whole. The accounting policies used to measure the profit and loss of the segment are the same as those described in the summary of significant accounting policies. Segment revenue and significant expenses for the year ended December 31, 2024 are reported on the accompanying statement of operations. Total segment assets as of December 31, 2024 are \$342,008. #### *10. SUBSEQUENT EVENTS* Management of the Company has evaluated events and transactions that may have occurred since December 31, 2024 and through date of issuance. Management has determined that there are no material events that would require disclosures in the Company's financial statements. {14}------------------------------------------------ **OASIS PRO MARKETS LLC** ## **SUPPLEMENTARY INFORMATION** **DECEMBER 31, 2024** {15}------------------------------------------------ ## **OASIS PRO MARKETS LLC COMPUTATION OF NET CAPITAL PURSUANT TO RULE 15c3‐1 OF THE SECURITIES AND EXCHANGE COMMISSION DECEMBER 31, 2024** | Total Members' equity | \$ | 265,470 | |-------------------------------------------------------------------------------------------------------------------------------|-----|----------| | Deductions and/or charges: Fixed assets | | | | Fixed assets | | 15,091 | | Security deposit | | 1,200 | | Due from parent | | 22,845 | | Prepaid expenses and other assets | | 3,154 | | Total non-allowable assets | | 42,290 | | Net capital | \$ | 223,180 | | Computation of basic net capital requirement:
Minimum net capital requirement, greater of 6 2/3% of aggregate indebtedness | | | | Statutory minimum net capital required | \$ | 250,000 | | Net capital requirement (greater of the minimum calculation or the statutory amount) | | | | Net capital deficit | \$ | (26,820) | | Net capital less greater of 10% of aggregate indebtedness or 120% of minimum net capital | \$ | (76,821) | | Computation of aggregate indebedness: | | | | Accounts payable and accrued expenses | | 76,538 | | Percentage of aggregate indebtedness to net capital | 34% | | There were no material differences existing between the above computation and the computation included in the Company's corresponding unaudited Form X-17A-5 Part IIA filing on January 6, 2025. Accordingly, no reconciliation is necessary. See report of Independent Registered Public Accounting Firm {16}------------------------------------------------ ## **DECEMBER 31, 2024 OASIS PRO MARKETS LLC OTHER INFORMATION** ### **Schedule II:** Computation for Determination of the Reserve Requirements Under Rule 15c3 3 of the Securities and Exchange Commission: The Company does not claim an exemption from SEA Rule 15c3-3, in reliance on Footnote 74 to SEC Release 34-70073. ### **Schedule III:** Information Relating to Possession or Control Requirements Under Rule 15c3 3 of the Securities and Exchange Commission: The Company does not claim an exemption from SEA Rule 15c3-3, in reliance on Footnote 74 to SEC Release 34-70073 and did not maintain possession or control of any customer funds or securities at December 31, 2024. See report of Independent Registered Public Accounting Firm {17}------------------------------------------------ ![](_page_17_Picture_0.jpeg) ## **REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM** To the Member of Oasis Pro Markets, LLC: We have reviewed management's statements, included in the accompanying Rule 15c3-3 Exemption Report pursuant to SEC Rule 17a-5, in which (1) Oasis Pro Markets, LLC (the "Company") did not claim an exemption under paragraph (k) of 17 C.F.R. §240.15c3-3, and (2) the Company is filing this Exemption Report relying on Footnote 74 of the SEC Release No. 34- 70073 adopting amendments to 17 C.F.R. § 240.17a-5 because the Company limits its business activities exclusively to private placements of securities, mergers and acquisitions and strategic advisory services. In addition, the Company did not directly or indirectly receive, hold, or otherwise owe funds or securities for or to customers, did not carry accounts of or for customers and did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception. The Company's management is responsible for compliance with the exemption provisions and its statements. Our review was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included inquiries and other required procedures to obtain evidence about the Company's compliance with the exemption provisions. A review is substantially less in scope than an examination, the objective of which is the expression of an opinion on management's statements. Accordingly, we do not express such an opinion. Based on our review, we are not aware of any material modifications that should be made to management's statements referred to above for them to be fairly stated, in all material respects, based upon the Company's business activities contemplated by Footnote 74 of the SEC Release No. 34-70073 adopting amendments to 17 C.F.R. § 240.17a-5, and related SEC Staff Frequently Asked Questions. Hauppauge, New York April 1, 2025 {18}------------------------------------------------ 1 Thorndal Circle, 3rd Fl. Darien, CT 06820 203-309-5009 www.oasispro.com ## **OASIS PRO MARKETS LLC EXEMPTION REPORT** Oasis Pro Markets LLC (the "Company") is a registered broker-dealer subject to Rule 17a-5 promulgated by the Securities and Exchange Commission (17 C.F.R §240.17a-5, "Reports to be made by certain brokers and dealers"). This Exemption Report was prepared as required by 17 C.F.R. §240.17a-5(d)(1) and (4). To the best of its knowledge and belief, the Company states the following: - 1. The Company does not claim an exemption under paragraph (k) 17 C.F.R. §240.15c3-3 and - 2. The Company is filing this Exemption Report relying on Footnote 74 of the SEC Release No. 34- 70073 adopting amendments to 17 C.F.R. § 240.17a-5 because the Company limits its business activities exclusively to (1)Private placement of securities (2) Mergers and acquisition and strategic advisory services; and the Company (1) did not directly receive, hold, or otherwise owe funds or securities for or to customers, (2) did not carry accounts of or for customers; and (3) did not carry PAB accounts (as defined in Rule 15c3-3) throughout the most recent fiscal year without exception. Oasis Pro Markets LLC I, Robert Yostpille, affirm that, to the best of my knowledge and belief, this Exemption Report is true and correct. By: \_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ Title: Executive Vice President Source: SEC EDGAR via Adviser Search (https://search.stillhousedata.com). Agents: see https://search.stillhousedata.com/llms.txt.