Full text of THE LEADERS GROUP, INC.'s X-17A-5/A filed 2025-04-03 (period 2024-12-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burder ## ANNUAL REPORTS FORM X-17A-5 PART III | performance and any and states and any and any and out of<br>hours ber response:<br>12 | | | | | | |----------------------------------------------------------------------------------------|--|--|--|--|--| | SEC FILE NUMBER | | | | | | | 8-47639 | | | | | | FACING PAGE | | CALIFORNIA CALL | Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 | |---------------------------------------------------------------------------------------------------------------------------------|--------------------------------|-----------------------------------------------------------------------------------------------------------| | filing for the period beginning 01/01/2024 | | 12/31/2024<br>AND ENDING | | | MM/DD/YY | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | NAME OF FIRM: The Leaders Group, Inc. | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>Check here if respondent is also an OTC derivatives dealer | | Security-based swap dealer | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | 26 W. Dry Creek Circle, Suite 800 | | | | | (No. and Street) | | | Littleton | CO | 80120 | | (City) | (State) | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | Sean Wickersham | 303-797-9080 | sean@leadersgroup.net | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | B. ACCOUNTANT IDENTIFICATION | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing * | | | | Spicer Jeffries LLP | | | | 4601 DTC Blvd Suite 700 | Denver | CO | 80137 | |--------------------------------------------------|-----------------------|---------|--------------------------------------------| | (Address) | (City) | (State) | (Zip Code) | | 10/20/2003 | | 349 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable) | | | FOR OFFICIAL USE ONLY | | | | | | | | \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of informa…Read the full text as markdown