Full text of HAMILTON LANE SECURITIES LLC's X-17A-5 filed 2025-06-10 (period 2025-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0123 Expires: Nov. 30, 2026 Estimated average burden hours per respo # ANNUAL REPORTS FORM X-17A-5 PART III | ours bet response:<br>12 | | |--------------------------|--| | | | | SEC FILE NUMBER | | | 8-69675 | | FACING PAGE c Fychango Act of 102/ | | Illiothiddler Required Lucks LTd., 114-77, 114-77, 114-74, 111 10-7, 11:14 10-2 17. 14-14. 11-25 | | | |-----------------------------------------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------|--------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|-------------------------------------------| | Filing for the period beginning 04/01/2024 | | ______________________________________________________________________________________________________________________________________________________________________________ | | | | MM/DD/YY | | MM/DD/YY | | | A. REGISTRANT IDENTIFICATION | | | | NAME OF FIRM: Hamilton Lane Securities, LLC | | | | | TYPE OF REGISTRANT (check all applicable boxes):<br>Broker-dealer<br>L Check here if respondent is also an OTC derivatives dealer | | | | | ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) | | | | | 110 Washington Street, Suite 1300 | | | | | | (No. and Street) | | | | Conshohocken | PA | | 19428 | | (City) | (State) | | (Zip Code) | | PERSON TO CONTACT WITH REGARD TO THIS FILING | | | | | Monique Romero | (212) 668-8700 | | mromero@acisecure.com | | (Name) | (Area Code - Telephone Number) | (Email Address) | | | | B. ACCOUNTANT IDENTIFICATION | | | | INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing*<br>WithumSmith+Brown, PC | | | | | | (Name - if individual, state last, first, and middle name} | | | | 506 Carnegie Ctr., Ste 400 Princeton | | NJ | 08540 | | (Address) | (City) | (State) | (Zip Code) | | 10/08/2003 | | 100 | | | (Date of Registration with PCAOB)(if applicable) | | | (PCAOB Registration Number, if applicable | | * Claims for overnition from the requirement that the annual reports of an independent number | FOR OFFICIAL USE ONLY | | | | | | | | Claims for exemption from the requirement that the annual reports b…Read the full text as markdown