Full text of OM PARTNERS, LLC's X-17A-5 filed 2025-08-18 (period 2025-06-30). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ ## UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL REPORTS | OMB APPROVAL | | |--------------------------|--| | OMB Number: 3235-0123 | | | xpires: Nov. 30, 2026 | | | stimated average burden | | | 12<br>ours per response: | | | | | # FORM X-17A-5 PART III | SEC FILE NUMBER | |-----------------| | 8-70992 | FACING PAGE Information Required Pursuant to Rules 17a-5, 17a-12, and 18a-7 under the Securities Exchange Act of 1934 AND ENDING 06/30/2025 filing for the period beginning 07/01/2024 MM/DD/YY MM/DD/YY A. REGISTRANT IDENTIFICATION NAME OF FIRM: OM PARTNERS, LLC TYPE OF REGISTRANT (check all applicable boxes): ച Broker-dealer [ Major security-based swap participant Check here if respondent is also an OTC derivatives dealer ADDRESS OF PRINCIPAL PLACE OF BUSINESS: (Do not use a P.O. box no.) 8 CROOKED STICK LANE (No. and Street) 37027 BRENTWOOD IN (City) (State) (Zip Code) PERSON TO CONTACT WITH REGARD TO THIS FILING HASNAIN NAVEED 212-668-8700 HNAVEED@ACISECURE.COM (Name) (Area Code - Telephone Number) (Email Address) B. ACCOUNTANT IDENTIFICATION INDEPENDENT PUBLIC ACCOUNTANT whose reports are contained in this filing\* NAWROCKI SMITH LLP (Name - if individual, state last, first, and middle name) 100 MOTOR PARKWAY, SUITE 580 HAUPPAUGE NY 11788 (State) (Address) (City) (Zip Code) 3370 MARCH 4, 2009 (Date of Registration with PCAOB)(if applicable) (PCAOB Registration Number, if applicable) FOR OFFICIAL USE ONLY \* Claims for exemption from the requirement that the annual reports of an independent public accountant must be supported by a statement of facts and circumstances relied on as the basis of the exemption. See 17 CFR 240.17a-5(e)(1)(ii), if applicable. Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. {1}------------------------------------------------ #### OATH OR AFFIRMATION swear (or affirm) that, to the best of my knowledge and belief, the I. NICHOLAS PAUL CARTEAUX financial report pertaining to the firm of OM PARTNERS, LLC as of the manager as of 6/30 , 2 025 , is true and correct. I further swear (or affirm) that neither the company nor any partner, officer, director, or equivalent person, as the case may be, has any proprietary interest in any account classified solely as that of a customer. Signature: July P. C. L. P. Title: CO-CHIFF EXECUT…Read the full text as markdown