Full text of AMVEST CAPITAL SECURITIES LLC's X-17A-5 filed 2026-07-16 (period 2026-03-31). Broker-dealer annual report from SEC EDGAR — readable, searchable, and available as markdown for AI agents.
{0}------------------------------------------------ | Report of Independent Registered Public Accounting Firm | | |------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------|--------| | Facing Pages | 1 - 2 | | Financial Statements | | | Statement of financial condition | 3 | | Statement of operations | 4 | | Statement of changes in member's equity | 5 | | Statement of cash flows | 6 | | Notes to financial statements | 7 - 14 | | Supplemental Information | | | Schedule I - Computation of net capital and aggregate indebtedness under Rule 15c3-1 | 15 | | Schedule II - Information for determination of reserve requirements and information<br>related to possession and control requirements under Rule 15c3-3 under the Securities<br>Exchange Act of 1934 | 16 | ### **Contents** {1}------------------------------------------------ | OMB APPROVAL | |--------------------------| | OMB Number: 3235-0123 | | Expires: Nov. 30, 2026 | | Estimated average burden | | nours per response: 12 | | | April<br>10,<br>2025 | March<br>31,<br>2026 | | | | |--------------------------------------------|----------------------|-----------------------------|--|--|--| | | | | | | | | | | | | | | | Amvest<br>Capital | Securities<br>LLC | | | | | | ■ | | | | | | | | | | | | | | 570<br>Lexington<br>Avenue, | 37th<br>Floor | | | | | | | | | | | | | New<br>York | NY | 10022 | | | | | | | | | | | | | | | | | | | Tracie<br>E.<br>O'Keefe | (732)<br>691-7010 | tokeefe@compliance-risk.com | | | | | | | | | | | | | | | | | | | | | | | | | | Goldman<br>&<br>Company,<br>CPA's,<br>P.C. | | | | | | | | | | | | | | 3535<br>Roswell<br>Rd,<br>Ste | 32<br>Marietta | GA<br>30062 | | | | | | | | | | | | June<br>25,<br>2009 | | 1952 | | | | | | | | | | | | | | | | | | | | | | | | | {2}------------------------------------------------ | Gabriel Alonso-Mendoza | | | |------------------------|-------------------------------|--| | | Amvest Capital Securities LLC | | | | | | March 31 <sup>026</sup> | CEO | | |-----|--| - - - - - - - - - - - - - - - - - - - - - - - - - - - {3}------------------------------------------------ #### **Report of Independent Registered Public Accounting Firm** To the Member of Amvest Capital Securities, LLC #### **Opinion on the Financial Statements** We have audited the accompanying statement of financial condition of Amvest Capital Securities, LLC as o…